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Place Trade Financial Inc. (Member FINRA, SIPC) is a Financial Industry Regulatory Authority (FINRA) Member Firm.  Place Trade also participates in SIPC and is a SEC and MSRB registered firm as well.  Before you invest you should always check to make sure that the firm that you choose is either a FINRA or NYSE member firm and has sufficient account protection BEFORE you ever write a check!

Please visit FINRA to learn more about investor protection and lots of great educational information.

For more information about SIPC or for a brochure please visit SIPC.

For Specific Coverage at Place Trade please view the following information:

At Place Trade Financial, our clients' securities accounts are protected under SIPC up to $500,000 (with a cash sublimit of $250,000).

In addition, our clients are covered, through our clearing firm, by an excess SIPC policy with Lloyd's of London insurers for an additional $30 million per account* (with a cash sub-limit of $900,000).

Your stocks, options, warrants, debt instruments, and cash -- denominated in all currencies -- are covered by this protection.

As with all securities firms, this coverage provides protection against failure of a broker-dealer, not against loss of market value of securities.

This protection is provided by the Securities Investor Protection Corporation (SIPC) and Lloyd's of London insurers. SIPC provides the first $500,000 per customer (including up to $250,000 for cash). For customers who have received the full SIPC protection, the Lloyd's policy provides up to an additional $30 million (including $900,000 for cash), subject to an aggregate limit of $150 million.

For more information about SIPC or for a brochure please visit www.sipc.org .



 

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Learn more about retirement planning by visiting some of the links below:

Roth IRAs

SEP IRAs

SIMPLE IRAs

Traditional IRAs

Qualified Plans

Rollover IRAs

Find out how Place Trade can help you get the most out of your college planning by visiting some of the links below:


Coverdell ESAs

529 College Savings Plans

UGMA/UTMA Accounts