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Valid Market Participant Identifiers (MPIDs) Published by FINRA

 

 

MPID

 

Name

 

BONY Bank of New York
FIDJ Desjardins
PRMT Professional Services Corporation
MLTD Partners, LP.
NBCN Clearing, Inc./CDS
FIRX MPID created by ABN Amro for BlueFire
SGNY General New York
FGCC 1ST GLOBAL CAPITAL CORP.
FDSC 1st Discount Brokerage, Inc.
MNCH 1st Munich Capital, LLC
TBSC 3 BRIDGES SECURITIES
WONG A B Wong Capital LLC
FRIS A&F Financial Securities, Inc.
HOWL A. M. Howells & Company, Inc.
SCHM A. R. Schmeidler & Co., Inc.
ACTR A.C. Trading, Inc.
BSWC A.G. Blakey & Company
AJAY A.J. Pace & Co., Inc.
ABGS ABG Sundal Collier Inc.
PISX ABN AMRO CLEARING CHICAGO
GTTX ABN AMRO CLEARING CHICAGO LLC
CHVX ABN AMRO CLEARING CHICAGO LLC
MQRX ABN AMRO CLEARING CHICAGO LLC
HEDX ABN AMRO CLEARING CHICAGO LLC
MTFX ABN AMRO CLEARING CHICAGO LLC
LBKX ABN AMRO CLEARING CHICAGO LLC
TTTX ABN AMRO CLEARING CHICAGO LLC
LARX ABN AMRO CLEARING CHICAGO LLC
GPTX ABN AMRO CLEARING CHICAGO LLC
ATIX ABN AMRO CLEARING CHICAGO LLC
IMCX ABN AMRO CLEARING CHICAGO LLC
CSSX ABN AMRO CLEARING CHICAGO LLC
ABND ABN AMRO CLEARING CHICAGO LLC
IMMX ABN AMRO CLEARING CHICAGO LLC
SIMX ABN AMRO CLEARING CHICAGO LLC
APMA ABN AMRO CLEARING CHICAGO LLC
AACC ABN AMRO CLEARING CHICAGO LLC
MNTX ABN AMRO CLEARING CHICAGO LLC
OFSX ABN AMRO CLEARING CHICAGO LLC
SETA ABN AMRO CLEARING CHICAGO LLC
COAA ABN AMRO CLEARING CHICAGO LLC
OBDX ABN AMRO CLEARING CHICAGO LLC
PITX ABN AMRO CLEARING CHICAGO LLC
ALLX ABN AMRO CLEARING CHICAGO LLC
INFX ABN AMRO CLEARING CHICAGO LLC
CACX ABN AMRO CLEARING CHICAGO LLC
TIBX ABN AMRO CLEARING CHICAGO LLC
BRIX ABN AMRO CLEARING CHICAGO LLC
COGX ABN AMRO CLEARING CHICAGO LLC
SLTX ABN AMRO CLEARING CHICAGO LLC
ATGX ABN AMRO CLEARING CHICAGO LLC
WEBX ABN AMRO CLEARING CHICAGO LLC
QEDX ABN AMRO CLEARING CHICAGO LLC
OPTA ABN AMRO CLEARING CHICAGO LLC
PRPX ABN AMRO CLEARING CHICAGO LLC
SETX ABN AMRO CLEARING CHICAGO LLC
RHIX ABN AMRO CLEARING CHICAGO LLC
OTFX ABN AMRO CLEARING CHICAGO LLC
QLBX ABN AMRO Clearing Chicago LLC
ABNA ABN AMRO SECURITIES (USA) LLC
SUNX ABN Amro Clearing LLC
QLTX ABN Amro Clearing LLC
STRF ABN Amro Clearing LLC
FMGF ABN Amro Clearing LLC
FLTG ABN Amro Clearing LLC
RTSF ABN Amro Clearing LLC
SHMR ABN Amro Clearing LLC
ASGE ABN Amro Sage Corporation
ACAD ACADEMY SECURITIES, INC.
ACAP ACAP Financial Inc.
ACAF ACAP Financial Inc.
ACGL ACG, LLC
HKCS ACGM, INC.
ACGM ACGM, INC.
ADKT ADIRONDACK TRADING GROUP LLC
BRGI ADVANCED ASSET TRADING, INC
SALD ADVANCED EQUITIES SERVICES CORP.
AEBC AEB Corporation
ACCP AEGIS CAPITAL CORP
AEGC AEGIS CAPITAL CORP.
AGBD AG BD, LLC
AIGF AIG Financial Advisors, Inc.
CAAA AKAR CAPITAL MANAGEMENT, INC.
AKJI AKJ
ALAN ALADDIN CAPITAL LLC
ALAM ALAMO CAPITAL
ACLP ALEXANDER CAPITAL, L.P.
NALG ALGO ENGINEERING EXECUTION SERVICES LLC
ALGF ALGO ENGINEERING EXECUTION SERVICES LLC
ALGP ALGOPARTNERS, LLC
ABPI ALLIED BEACON PARTNERS, INC.
ALTN ALLSTON TRADING LLC
ALTR ALLSTON TRADING, LLC
ALYS ALLY SECURITIES LLC
AFQT AMERICAFIRST SECURITIES, INC.
ACBD AMERICAN CENTURY INVESTMENT SERVICES INC.
AMIC AMERICAN INVESTORS COMPANY
BLNI AMERITAS INVESTMENT CORP.
AOSD AOS, Inc.
BLOC AOS, Inc.
AOSE AOS, Inc.
APBI APB FINANCIAL GROUP, LLC
APSS APS Financial Corporation
AQUA AQUA SECURITIES L.P.
ACII ARCA CAPITAL INVESTMENTS, INC.
BFIB ARCA CAPITAL INVESTMENTS, INC.
ASCR ASCENDIANT CAPITAL MARKETS, LLC
ASCM ASCENDIANT CAPITAL MARKETS, LLC
ASDF ASD Financial Services Corp
ANPC ASG Securities, Inc.
ASIC ASI Investments, Inc.
ASTI AST INVESTOR SERVICES LLC
JSMD ASTORIA CAPITAL MARKETS, INC.
EXEC ATLANTIC EQUITIES, LLC
AOFG ATLAS ONE FINANCIAL GROUP, LLC
AFGL ATLAS ONE FINANCIAL GROUP, LLC
CMTX ATOM GLOBAL TRADING
ATRM ATRIUM SECURITIES, INC.
ARGA AURIGA USA, INC.
ATDF AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC
ARUK AUTONOMOUS RESEARCH LLP
ARUS AUTONOMOUS RESEARCH US LP
AVAT AVATAR CAPITAL GROUP LLC
AFGR AVENIR FINANCIAL GROUP, INC.
AVUS AVIATE GLOBAL (US) LLP
FINC AWM SERVICES, INC.
AXTN AX TRADING, LLC
AYRE AYRE INVESTMENTS, INC.
AACI Aaron Capital, Incorporated
ANOS Abel/Noser Corp.
AHBI Abner, Herrman & Brock, Inc.
ARAL Absolute Return Advisors, LTD.
AFGI Access Financial Group, Inc.
AXGP Access Securities, LLC
BKVW Access Securities, LLC
AXCS Access Securities, LLC
ACME Acme Securities Inc.
AMSN Adamson Brothers Inc.
ARKI Adie, Douglas Keith
ADAK Adirondack Trading Group LLC
ADVA Advanced Equities, Inc.
ADVP Advanced Planning Securities, Inc.
ADCP Advantage Capital Corporation
PINO Advantage GFC LLC
PAAD Advantage Investment Strategies, Inc.
ADVS Advest, Inc.
AGIS Aegis Capital Corp.
AGCC Aegis Capital Corp.
ATGP Agency Trading Group, Inc.
GRNB Agile Securities, Inc
AGOR Agora Securities Corp.
AKRO Akros Securities, Inc
ALAC Alamo Capital
AFCO Albert Fried & Company, LLC
ALCH Alchemy Alternatives, Inc.
FNBS Alerus Securities Corporation
TRUE Aletheia Securities, Inc.
ALIS Alexander Investment Services Co.
IDBC Alexandra & James Co.
ALFA Alfa Capital Markets (USA), Inc
AFIN All Funds, Inc.
ALST All-Tech Direct, Inc.
ALLN Allen & Company LLC
ALEN Allen & Company of Florida, Inc.
ACEJ Allen C. Ewing & Co.
ALAD Alliance Advisory & Securities, Inc.
BZTN Alliant Securities, Inc. Turner, Nord, Kienbaum
ALPN Alpine Associates, A Limited Partnership
APTR Alpine Partners, L.P.
ALPS Alpine Securities Corporation
AVFI Alta Vista Financial, Inc.
ALTX Alternet Securities Inc.
ASGI Alton Securities Group Inc.
ATRU Altrushare Securities LLC
PSSL Amaranth Securities L.L.C.
AIII America Invest Online, Inc.
AMGC America's Growth Capital, LLC
ACPL American Capital Partners, LLC
ADFG American Diversified Financial Group LLC
AESI American Eastern Securities, Inc.
IDSI American Enterprise Investment Services Inc.
HRBF American Enterprise Investment Services Inc.
AFAI American Financial Associates, Inc.
AFTR American Fronteer Financial Corporation
AHSI American Heritage Securities, Inc.
AISG American Independent Securities Group, LLC
AMMS American Municipal Securities, Inc.
APFS American Portfolios Financial Services, Inc.
IIDC American Securities Group, Inc.
PEER American Trust Investment Services, Inc.
ACEL Americas Choice Equities LLC
ACEP Americas Choice Equities LLC
AEFA Ameriprise Financial Services, Inc.
MATP Amvest Securities, Incorporated
DALE Ancora Securities, Inc.
ANSR Anderson & Strudwick, Incorporated
ANSL Anderson & Strudwick, Incorporated
ACGP Andes Capital Group, LLC
ANDR Andrew Garrett Inc.
ANDG Andrew Garrett Inc.
ANDS Andrews Securities, LLC
KALE Ankale Capital LLC
ANOV Anovest Financial Services, Inc.
PBBS Apex Clearing Corporation
PFCL Apex Clearing Corporation
PFCM Apex Clearing Corporation
PDSK Apex Clearing Corporation
PFRC Apex Clearing Corporation
APCC Apex Clearing Corporation
PFCT Apex Clearing Corporation
APEX Apex Pryor Securities, A Division of Rice Financial Products Co
ARAD Aradir Corporation
ARGN Aragon Investments, Ltd.
AICO Arcadia Investment Corporation
ARCD Arcadia Securities, LLC
ARRB Archipelago Securities L.L.C.
ACRA Archipelago Securities, L.L.C.
ARCA Archipelago Trading Services, Inc.
ARDR Ardour Capital Investments, LLC
KEYS Arete Wealth Management, LLC
HRTS Argosy Capital Securities, Inc.
AZSU Arizona State University
ALZN Arjent Services LLC
ALAS Arthurs, Lestrange & Company Incorporated
ARVS Arvest Asset Management
ASCT Ascendiant Capital Markets, LLC
MOMY Ashton Young, Inc.
ASOI Associated Investment Services, Inc.
ATTR Atlantic Trading Partners Incorporated
ACSI Atlas Capital Services, LLC
ATON Aton Securities, Inc.
AUDO Audobon Securities, Inc.
AGCO Auerbach Grayson & Company Incorporated
ARBI Aufhauser Securities, Inc.
AULT Ault Glazer Bodnar Securities, LLC
AURA Aura Financial Services, Inc.
AURC Aurora Capital LLC
ASCL Automated Securities Clearance LTD
ATDB Automated Trading Desk Brokerage Services, LLC
AUTO Automated Trading Desk Financial Services, LLC
ADPI Automatic Data Processing, Inc.
AVAP Avalon Partners, Inc.
AVIA Avian Securities, LLC
FFSC Avila Capital Markets, Inc.
AVIL Avila Capital Markets, Inc.
AVON Avondale Partners, LLC
AXIO Axiom Capital Management, Inc.
ASAM Azroc Securities, Inc.
BTSI B & T Securities, Inc.
BTRA B-Trade Services LLC
BCZC B. C. Ziegler and Company
RILY B. Riley And Co. Inc.
BBGC B.B. Graham & Company, Inc.
GSTS B.C. Ziegler and Company
BPAT BAIRD, PATRICK & CO., INC.
BSIS BANCORPSOUTH INVESTMENT SERVICES, INC.
BISI BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
BRRR BARRINGTON RESEARCH ASSOCIATES, INC.
BASS BASIS FINANCIAL, LLC
BYXM BATS TRADING, INC
BATM BATS TRADING, INC.
BAYC BAY CREST PARTNERS, LLC
BBNT BB&T SECURITIES, LLC
BCMR BBVA Investments Inc.
CBIN BBVA SECURITIES INC.
LTIN BBVA Securities Inc.
BCGS BCG Securities, Inc.
BRCY BCP SECURITIES, LLC
BEAG BEACON GATE LLC
BRCK BEDROCK SECURITIES, LLC
BELV BELVEDERE TRADING LLC
BEGK BENJAMIN & JEROLD BROKERAGE I, LLC
BSAZ BERRY-SHINO SECURITIES, INC.
BVIS BESTVEST INVESTMENTS, LTD.
BGPP BGC FINANCIAL INC
FCGB BGC FINANCIAL INC.
MAXD BGC FINANCIAL INC.
MINT BGC FINANCIAL INC.
EBKD BGC FINANCIAL INC.
WHBB BGC FINANCIAL, L.P.
WOHU BGC FINANCIAL, L.P.
EBKR BGC Financial Inc.
MAXN BGC Financial Inc.
BGCF BGC Financial Inc.
BGCX BGC Financial Inc.
BGCE BGC Financial Inc.
BIDS BIDS TRADING L.P.
PHNX BLACKBOOK CAPITAL LLC
BRCM BLACKROCK CAPITAL MARKETS, LLC
BGIS BLACKROCK EXECUTION SERVICES
BMCI BLACKWALL CAPITAL MARKETS, INC.
BRVL BLAYLOCK ROBERT VAN, LLC
BBOX BLINKBOX, LTD.
BTBK BLOOMBERG TRADEBOOK LLC
FIRE BLUE FIRE CAPITAL, LLC
BLPT BLUE POINT SECURITIES INC.
BLVS BLUE VASE SECURITIES, LLC
BMAC BMA SECURITIES
BMAK BMA SECURITIES
BMSS BMA SECURITIES
BMAS BMA Securities
NBSI BMO Capital Markets Corp.
BMOC BMO Capital Markets Corp.
MIBS BMO HARRIS FINANCIAL ADVISORS, INC.
NTBF BMO Nesbitt Burns Inc./CDS
NBSL BMO Nesbitt Burns Securities LTD.
BPBI BNP PARIBAS PRIME BROKERAGE, INC.
BNPX BNP PARIBAS SECURITIES CORP.
BNPC BNP Paribas Investment Services, LLC
BNPB BNP Paribas Securities Corp.
BNPS BNP Paribas Securities Corp.
PARI BNP Paribas Securities Corp.
BNYI BNY Investment Center Inc.
BKMM BNY MELLON CAPITAL MARKETS, LLC
BNYM BNY MELLON CAPITAL MARKETS, LLC
BKCM BNY Mellon Capital Markets LLC
CMFS BNY Mellon Securities LLC
WICK BONWICK CAPITAL PARTNERS, LLC
BOKI BOSC, Inc.
BRSA BOURSA INVESTMENTS
BRSB BOURSA INVESTMENTS
BRPR BRASIL PLURAL SECURITIES LLC
BMUR BREAN CAPITAL, LLC
BRNK BRINKER CAPITAL SECURITIES, INC.
BBND BROADBAND CAPITAL MANAGEMENT, LLC
BKFC BROKER DEALER FINANCIAL SERVICES CORP.
BRKL BROOKLINE GROUP, LLC
BWNA BROWN ASSOCIATES, INC.
BIGP BROWNSTONE INVESTMENT GROUP, LLC
BIGZ BROWNSTONE INVESTMENT GROUP, LLC
BTBC BT Brokerage Corporation
PACT BTG Pactual US Capital Corp.
BTIX BTIG, LLC
BAYT BTIG, LLC
BTIS BTIG, LLC
BTIG BTIG, LLC
BUEL BUELL SECURITIES CORP.
BAQP BURKE & QUICK PARTNERS LLC
BCMA BURKE CAPITAL MARKETS, LLC
BRNM BURNHAM SECURITIES INC.
BURR BURRILL MERCHANT ADVISORS GROUP, LLC
BPWP BUTTONWOOD PARTNERS, INC.
BNBG Bainbridge Securities Inc.
BCOM Baker & Co., Incorporated
BAMC Baldwin Anthony Securities, Inc.
BALF Balfour Investors Inc.
BANC Banc One Securities Corporation
QKRY Banc of America Investment Services, Inc.
BASD Banc of America Securities LLC
BASP Banc of America Specialist, Inc.
BCAR Banca Carige Spa Cassa Di Risp
BIMI Banca IMI Securities Corp.
GNIT Bancnorth Investment Group, Inc.
BPLC Bannockburn Partners, Llc
BNYN Banyan Securities, LLC
BARC Barclay Investments, Inc.
BCAP Barclays Capital Inc.
BWEL Barclays Capital Inc./LE
LHMA Barclays Capital Inc./Le
LEHM Barclays Capital Inc./Le
LEHB Barclays Capital Inc./Le
LHSB Barclays Capital Inc./Le
LEHP Barclays Capital Inc./Le
LHMS Barclays Capital Inc./Le
LATS Barclays Capital Inc./Le
BCLE Barclays Capital Inc./Le
BCPT Baron Capital, Inc.
BARR Barrett & Company
BARG Barriger & Barriger Incorporated
BMOR Barron Moore, Inc.
BMEE Barron Moore, Inc.
BACS Basic Investors Inc.
BSIC Basic Investors Inc.
BFLN Basis Financial, Llc
BCPI Bathgate Capital Partners LLC
BATC Battenkill Capital, Inc.
BEAH Beach Securities Corporation
BEAC Beacon Capital Markets, LLC
BCRK Bear Creek Securities, LLC
BWAG Bear Wagner Specialists LLC
BEAR Bear, Stearns & Co. Inc.
BSAM Bear, Stearns Securities Corp./ American Stock Exchange OTC
BSAJ Bear, Stearns Securities Corp./American Stock Exchange OTC
STLZ Bedrok Securities LLC
CWEI Beech Hill Securities, Inc.
BELS Bel Air Securities LLC
BFSI Belfinance Securities, Inc.
BHII Belle Haven Investments
BHLP Belle Haven Investments, L.P.
HLBI Belmont Securities, Inc.
BELO Beloyan Investment Securities, Inc.
BHMK Benchmark Financial Services, Inc.
BMRK Benchmark Investments, Inc.
BEJJ Benjamin & Jerold Brokerage, Inc.
BENS Benjamin Securities Investment Company, Inc.
BENJ Benjamin Securities, Inc.
BZPI Berkowitz, Pierchalski Inc.
HERO Bernard Herold & Co., Inc.
MADF Bernard L. Madoff Investment Securities LLC
BFFI Berthel, Fisher & Company Financial Services, Inc.
BFSA Berwyn Financial Services Corp.
BSTV Bestvest Investments, Ltd.
BECM Beta Capital Management, L.P.
BHIR Bhirud Associates, Inc
BMIC Biltmore International Corporation
BGIA Biondo Asset Management LLC
BCHW Birchwood Securities Corp.
BWEX Birchwood Securities Corp.
BRMS Biremis, Corp.
BISH Bishop, Rosen & Co., Inc.
BLKB Blackburn & Company, Inc.
YKTN Blackmont Capital Inc./CDS
BLYK Blaylock & Company, Inc.
BLAY Bley Investments Group, Inc.
BLOX Block Orders Execution, LLC
BLIO Bloomberg L.P.
IOIX Bloomberg Tradebook LLC
BCSB Blue Capital Securities, Inc.
ITFS Blue Creek Securities, Inc.
WBCO Blue Trading, Inc.
BCSI Bluechip Securities, Inc.
BCSC Bluechip Securities, Inc.
TUNA Bluefin Research Partners, Inc.
LOWI Blunt Ellis & Loewi Incorporated
NYFX Bny Convergex Execution Solutions Llc
BOSE Boe Securities, Inc.
BOSC Boenning & Scattergood, Inc.
FJMC Boenning & Scattergood, Inc.
BDDK BondDesk Group LLC
BNDS Bonds.com, Inc.
BMFS Boston Merchant Financial Services, Inc.
XBOS Boston Stock Exchange
BTGA Bottega Securities, LLC
BOIN Boursa Investments
BRSE Bradesco Securities Inc.
BRCB Branch, Cabell & Co., Inc.
BRAV Braver Stern Securities LLC
BFSL Briggs-Ficks Securities, LLC
BGHT Brighton Securities Corp.
BRIL Brill Securities, Inc.
BRIM Brimberg & Co.
BRIN Brinson Patrick Securities Corporation
BAND Broadband Capital Management, LLC
BWAL Broadwall Capital LLC
BROC Brockhouse & Cooper Inc.
BROK Brockington Securities, Inc.
BGTN Brockington Securities, Inc.
BSCT Brookshire Securities Corporation
BSCO Brookshire Securities Corporation
BKST Brookstreet Securities Corporation
BSEC Brown Advisory Securities LLC
BBHC Brown Brothers Harriman & Co.
BRCO Brownco, LLC
BRON Brownco, LLC
BIGG Brownstone Investment Group, LLC
BRSN Brut, LLC
BRRT Brut, LLC
NQRB Brut, LLC
BRYN Bryan Funding, Inc.
BBRF Buckman, Buckman & Reid, Inc.
BKRT Buckman, Buckman & Reid, Inc.
BLTS Bulltick Securities, Inc.
BLTK Bulltick, Llc
BURK Burke, Lawton, Brewer & Burke, LLC
BUWI Butler, Wick & Co., Inc.
PRCO C & CO/PRINCERIDGE LLC
BOTZ C. A. Botzum & Co.
PUMP C. E. GAYE & SONS SECURITIES LTD.
CKCC C. K. Cooper & Company, Inc.
CLGL C. L. Glazer & Company, Inc.
KING C. L. King & Associates, Inc.
CLMK C. L. McKinney & Co., Inc.
CPBC C.P. Baker Securities Inc.
CLSC CABOT LODGE SECURITIES LLC
CCIC CAC Capital Corp
CGAT CADARET, GRANT & CO., INC.
CALD CALDWELL SECURITIES, INCORPORATED
CALT CALTON & ASSOCIATES, INC.
CIRI CAMBRIDGE INVESTMENT RESEARCH, INC.
ADAM CANACCORD GENUITY INC.
CANA CANACCORD GENUITY INC.
CCAI CANACCORD GENUITY INC.
CSTI CANACCORD GENUITY INC.
NRAM CANACCORD WEALTH MANAGEMENT
CTBY CANTERBURY CONSULTING INCORPORATED
CFCD CANTOR FITZGERALD & CO
CFPT CANTOR FITZGERALD & CO.
CFCS CANTOR FITZGERALD & CO.
CAPF CAPITAL FINANCIAL SERVICES, INC.
CGDN CAPITAL GUARDIAN, LLC
PATH CAPITAL PATH SECURITIES, LLC
CPMI CAPITAL PORTFOLIO MANAGEMENT, INC.
CPSE CAPSTONE INVESTMENTS
CRDL CARDINAL INVESTMENTS, INC.
CARN CARNEGIE, INC.
CARC CAROLINA CAPITAL MARKETS, INC.
BJRC CASCADE INVESTMENT GROUP, INC.
COAK CASTLEOAK SECURITIES, LP
CBAS CBA Securities LLC
BGSG CBIZ Financial Solutions, Inc.
CBIS CBNY Investment Services Corp.
CCBO CCB INTERNATIONAL OVERSEAS (USA) INC.
CCME CCM Equities LLC
TRNP CCM Securities, LLC
TURN CCM Securities, LLC
CISV CCO Investment Services Corp.
CSAI CENTURY SECURITIES ASSOCIATES, INC.
CFGT CF Global Trading, LLC
CFGO CF Global Trading, LLC
CFDI CFD Investments, Inc.
QBSI CFT SECURITIES, LLC
CGCO CG Compass (USA) LLC
CHDN CHARDAN CAPITAL MARKETS LLC
CSGI CHARLES SCHWAB & CO., INC.
TPSC CHICAGO SECURITIES CORP.
CHIL CHILIAN PARTNERS, L.P.
CTRD CHOICETRADE
CHPR CHOPPER SECURITIES, LLC
WEIL CHRISTOPHER WEIL & COMPANY, INC.
CGAX CHURCH, GREGORY, ADAMS SECURITIES CORPORATION
CHLC CHURCHILL CAPITAL USA, INC.
CHCH CHURCHILL FINANCIAL, LLC
CWMA CIBC WORLD MARKETS CORP
CIBC CIBC World Markets Corp.
CWMC CIBC World Markets Corp.
CWMK CIBC World Markets Corp.
WGIF CIBC World Markets, Inc.
CICC CICC US SECURITIES, INC.
CIGC CIG Corp.
APOG CITADEL SECURITIES LLC
CDGO CITADEL SECURITIES LLC
CTCO CITCO SECURITIES, INC
CFSC CITI INTERNATIONAL FINANCIAL SERVICES LLC
CSIU CITIC SECURITIES INTERNATIONAL USA, LLC
CGMI CITIGROUP GLOBAL MARKETS INC.
CITI CITIGROUP GLOBAL MARKETS INC.
CXCX CITIGROUP GLOBAL MARKETS INC.
CJIX CJI Capital Markets, Inc.
CJSC CJS Securities, Inc.
CJSI CJS Securities, Inc.
CLKS CLARKSON CAPITAL MARKETS
CLSA CLSA AMERICAS, LLC
CMSE CM Securities, Inc.
CBRV COBRA TRADING, INC.
COBR COBURN & MEREDITH, INC.
CCGR COHEN CAPITAL GROUP, LLC
COLS COLONIAL SECURITIES, INC.
CMCA COMERICA SECURITIES
CSCL COMMERCE STREET CAPITAL, LLC
ATPA CONCEPT CAPITAL MARKETS, LLC
CCCM CONCEPT CAPITAL MARKETS, LLC
CCMB CONCEPT CAPITAL MARKETS, LLC
CNCD CONCORDE INVESTMENT SERVICES, LLC
CCRD CONCORDE INVESTMENT SERVICES, LLC
ECUT CONVERGEX EXECUTION SOLUTIONS
NYFT CONVERGEX EXECUTION SOLUTIONS
NPNT CONVERGEX PRIME SERVICES LLC
NPTP CONVERGEX PRIME SERVICES LLC
NOPO CONVERGEX PRIME SERVICES LLC
CXPS CONVERGEX PRIME SERVICES LLC
CORR COR CLEARING LLC
LGNT COR CLEARING LLC
CIIV CORPORATE INVESTMENTS GROUP, INC.
CCIS CORRELL CO. INVESTMENT SERVICES CORP.
COSE COSSE' INTERNATIONAL SECURITIES, INC.
COCS COST CONTAINMENT SERVICES, INC.
COSC COURTLANDT SECURITIES CORPORATION
CMGT COVENTRY CAPITAL, INC.
COWX COWEN AND COMPANY, LLC
ATMC COWEN CAPITAL LLC
CEFG COWEN EQUITY FINANCE LP
DRCO COWEN SECURITIES LLC
CSCP CRAIG SCOTT CAPITAL, LLC
CRED CREDICORP SECURITIES, INC.
CSAP CRESAP, INC.
CAGI CRESCENT SECURITIES GROUP, INC.
CRTC CRT CAPITAL GROUP LLC
CURR CURREN & COMPANY
CTLR CUTLER GROUP, LP
CUSG CUTTONE & CO., INC.
CUPS CUTTONE & CO., INC.
CVBR CV BROKERAGE, INC
CABR Cabrera Capital Markets, Inc.
CLAM Calamos Financial Services LLC
CALL Callaway Financial Services, Inc.
CAMC Cambria Capital, LLC
CBNL Cambridge BN Ltd.
EVAL Cambridge Discount Brokerage, Inc.
CAMB Cambridge Group Investments, Ltd.
CMDN Camden Financial Services
CICF Canaccord Genuity Corp.
CANN Cannondale Securities, LLC
CTLA Cantella & Co., Inc.
CANR Cantone Resarch Inc.
ESPD Cantor Fitzgerald & Co.
CFCO Cantor Fitzgerald & Co.
CANT Cantor Fitzgerald & Co.
CSPD Cantor Fitzgerald & Co.
CAPP CapFinancial Partners, LLC
CGFN Capital Growth Financial
CGFL Capital Growth Financial, LLC
WALT Capital Growth Resources Inc
CIST Capital Institutional Services, Inc.
CAPB Capital Investment Brokerage, Inc.
CAPG Capital Investment Group, Inc.
CISE Capital Investment Services, Inc.
CMSI Capital Management Securities, Inc.
SOCO Capital One Southcoast, Inc
CPAM Capital Securities of America, Inc.
CSIN Capital Select Investments Corp.
CSMI Capitol Securities Management, Inc.
CSCV Capitol Securities Management, Inc.
MITC Capnet Securities Corporation
CPST Capstone Investments
CSAS Capstone Sales Advisors, LLC
CPWS Capwest Securities, Inc.
HENN Carl M. Hennig, Inc.
SHRR Carl P. Sherr & Co., LLC
CLYB Carlin Equities, LLC
CLYP Carlin Equities, LLC
CAIN Carnegie Investor Services Inc.
CCCO Carnes Capital Corporation
COLA Carolina Municipal Securities, Inc.
CICL Carolinas Investment Consulting LLC
CARR Carr Securities Corporation
CATE Carter, Terry & Company, Inc.
CARG Carthage Group Inc.
CART Carty & Company, Inc.
CASC Cascade Financial Management, Inc.
CPSI Casey Professional Services, LLC
CASI Casimir Capital L.P.
CSMR Casimir Capital L.P.
RFLL Castlewood Securities, L.L.C.
CATF Catalyst Financial
CATY Cathay Financial Inc.
CAZE Cazenove Incorporated
CLDN Celadon Financial Group LLC
SPLN Celadon Financial Group LLC
CTNL Centennial Securities Company, LLC
CENT Central Securities, LLC
CTRE Centreinvest, Inc.
CETR Centurion Institutional Services, Inc.
CEPA Century Pacific Securities, Inc.
CERS Ceros Financial Services, Inc.
CFSI Ceros Financial Services, Inc.
CSIP Chadbourn Securities, Inc.
CHDA Chapin, Davis
AABA Chardan Capital Markets LLC
CMSS Charles Morgan Securities, Inc.
CRBC Charles River Brokerage LLC
CHAS Charles Schwab & Co., Inc.
CHTS Chatsworth Securities, LLC
CHBC Cheevers & Company Inc.
CBFG Cheevers, Hand & Angeline, Inc.
CAMM Chela Technology Partners, Llc
CHHS Chester Harris & Company, Incorporated
CATC Chicago Analytic Trading Company, LLC
CBOH Chicago Board Of Options Exchange/Bear Stearns
CHIG Chicago Investment Group, LLC
CSGG Chicago Securities Group LLC
CHCK Chickasaw Securities, LLC
COCE Choice Investments, Inc.
CSLL Cicerone Securities, LLC
CEMM Citadel Derivatives Group LLC
CCMX Citadel Derivatives Group LLC
PRDG Citadel Derivatives Group LLC
CTDL Citadel Derivatives Group Llc
CDRG Citadel Securities LLC
CDEL Citadel Securities LLC
CATS Citadel Securities LLC
CEDL Citadel Securities LLC
IELP Citadel Securities LLC
CSEC Citadel Securities LLC
ICRD Citadel Securities LLC
CITG Citadel Trading Group L.L.C.
CITA Citation Financial Group, L.P.
SBSH Citigroup Global Markets Inc.
CCAT Citigroup Global Markets Inc.
GATE Citigroup Global Markets Inc.
CGWM Citigroup Global Markets Inc.
CITY City Securities Corporation
TCTC Civilian Capital, Inc.
CLAN Clancy's On Wall, Inc.
CLRK Clark Dodge & Co., Inc.
CLYM Claymore Securities, Inc.
GUGI Claymore Securities, Inc.
CLCI Clayton Lowell, & Conger Inc
CLVU Clearview Trading Advisors, Inc.
CASL Coast Asset Securities LLC
COAS Coastal Equities, Inc.
CBRA Cobra Trading, Inc.
COCH Cochran Caronia Waller Securities LLC
COGC Cognitive Capital, LLC
COHN Cohen Bros. & Company
CCMT Cohen and Company Capital Markets, LLC
COMA Cohmad Securities Corporation
COKE Coker & Palmer
CPPM Coker & Palmer
CWLP Colby & White, LP
CLDS Coldwater Securities Incorporated
CBCB Collier Browne & Company
COLL Collins & Company, LLC
CEUT Collins Stewart LLC
DRKW Commerz Markets LLC
CCMC Commerzbank Capital Markets Corp.
CMMW Commonwealth Financial Network
ELIT Community Bankers Securities, LLC
CMPT Compass Point Research & Trading, LLC
NQCO Computer Operations and Technical Support - Rockville
CSCB Computershare Securities Corporation
CMKT Concept Capital Markets, LLC
CNFR Conifer Securities Llc
CONR Conners & Co., Inc.
CONF Conservative Financial Services, Inc.
CFII Consolidated Financial Investments, Inc.
CONS Consultiva Securities, Inc.
COOR Coordinated Capital Securities, Inc.
CRTH Corinthian Partners, L.L.C.
CINV Corporate Investments Group, Inc.
CSCI Correspondent Services Corporation
ACOS Costa Financial Securities, Inc.
COWN Cowen and Company, LLC
COWP Cowen and Company, LLC
COWR Cowen and Company, LLC
COYL Coyle Securities, L.L.C.
CHLM Craig-Hallum Capital Group LLC
LYON Credit Agricole Securities (USA) Inc.
AESX Credit Suisse Securities (USA) LLC
FBPC Credit Suisse Securities (USA) LLC
FBCO Credit Suisse Securities (USA) LLC
CSNT Crescent Securities Group, Inc.
CRCK Crocker Securities LLC
CWCO Crowell, Weedon & Co.
CUEF Cue Financial Group, Inc.
CBSI Cullum & Burks Securities, Inc.
CULV Culverwell & Co., Inc.
CUMB Cumberland Brokerage Corporation
JDCO Cummins Financial Corporation
CURN Curian Clearing LLC
CLLC Curran Advisory Services
CTWD Curtiswood Capital, LLC
CRTW Curtiswood Capital, LLC
CUST Custodial Trust Company
SUMM Custom Equity Research, Inc.
CUSR Cutler Securities, Inc.
CUTW Cutter & Company, Inc.
CUTT Cutter and Company Brokerage, Inc. D/B/A/ Cutter & Company, Inc.
CUGS Cuttone & Co., Inc.
CYBR Cybertrader, Inc.
WINE D. E. Wine Investments Inc.
WECK D. Weckstein & Co., Inc.
DADA D.A. Davidson & Co.
SHAW D.E. Shaw Securities, L.L.C.
DMKC D.M. KELLY & COMPANY
DAGS DAG SECURITIES INC
DRTL DART EXECUTIONS, LLC
DTRC DART EXECUTIONS, LLC
DART DART EXECUTIONS, LLC
DETF DART EXECUTIONS, LLC
DHCO DAVID HARRIS & CO., INC.
BTAB DB Alex. Brown LLC
DLTA DEALERWEB INC.
DECK DECKER & CO, LLC
DLNY DELANEY EQUITY GROUP LLC
DELT DELTEC ASSET MANAGEMENT LLC
DWCC DERMOTT W. CLANCY CORP.
VMDI DESJARDINS SECURITIES INTERNATIONAL INC
DSTR DESTRA CAPITAL INVESTMENTS LLC
DBFL DEUTSCHE BANK SECURITIES INC
DBRT DEUTSCHE BANK SECURITIES INC.
DAVE DIAMANT INVESTMENT CORPORATION
DIMS DIMENSION SECURITIES, LLC
ROAR DINOSAUR SECURITIES, L.L.C.
UNEX DIRECT ACCESS PARTNERS LLC
DCRN DISCERN SECURITIES, INC.
DIVP DIVERSIFIED SECURITIES, INCORPORATED
DMES DME Securities, LLC
DORN DORN & CO., INC.
TYLO DOUGALL & ASSOCIATES INC.
DIJD DOYLE, INC.
DRWS DRW Securities, L.L.C.
DCUS DUBEAU CAPITAL USA, INC.
WSJR DUNIYA TRADING, INC.
DNYA DUNIYA TRADING, INC.
DIDI DWS INVESTMENTS DISTRIBUTORS, INC
DRCP Dahlman Rose & Company, LLC
DAWA Daiwa Capital Markets America Inc.
DAKO Dakota Securities International, Inc.
DKEI Dale K. Ehrhart, Inc.
DALM Dalmore Group LLC
DKNY Dalton Kent Securities Group, Inc.
DRTM Dart Executions, LLC
DRTR Dart Executions, LLC
DCHF Dart Executions, LLC
DRTG Dart Executions, LLC
DCVL Dart Executions, LLC
DEGS Dart Executions, Llc
DARA Darwood Associates Incorporated
DAVA Davenport & Company LLC
NOYS David A. Noyes & Company
GRLN David J. Greene and Company, LLC
DLAE David Lerner Associates, Inc.
DAVS Davis Securities LLC
DRMI Davis, Mendel & Regenstein, Inc.
DJSA Dawson James Securities, Inc
DJSI Dawson James Securities, Inc
DJSE Dawson James Securities, Inc.
DELA Delafield Hambrecht, Inc.
RAYG Delta Equity Services Corporation
DTII Delta Trust Investments, Inc.
DEMA Dematteo Monness LLC
DESS Descap Securities, Inc.
DESJ Desjardins Securities Inc. / CDS
FEDE Detwiler, Mitchell, Fenton & Graves, Inc.
DBPT Deutsche Bank Securites Inc.
DBKS Deutsche Bank Securities Inc.
DBPC Deutsche Bank Securities Inc.
DBQT Deutsche Bank Securities Inc.
DBUL Deutsche Bank Securities Inc.
DBAT Deutsche Bank Securities Inc.
DBAB Deutsche Bank Securities Inc.
DBST Deutsche Bank Securities Inc.
DBAX Deutsche Bank Securities Inc.
DBAE Deutsche Bank Securities Inc.
DBPR Deutsche Bank Securities Inc.
DBIB Deutsche Bank Securities, Inc.
DILL Dillon Scott Securities, Inc.
TREX Dinosaur Securities, L.L.C.
DINO Dinosaur Securities, LLC
DAFC Direct Access Financial Corporation
DAPG Direct Access Partners LLC
DAPL Direct Access Partners LLC
DAPJ Direct Access Partners Llc
EDGE Direct Edge Ecn Llc
NQDO District 4 - Kansas City
NASD District 8 - Chicago
DITO Ditto Trade, Inc.
DIVA Divine Capital Markets LLC
DLSC Dls Capital Partners, Inc.
DOFT Doft & Co., Inc.
DOLE Doley Securities, LLC.
DSIP Domestic Securities, Inc.
DOMS Domestic Securities, Inc.
DOMK Dominick & Dominick LLC
DMKF Dominick & Dominick LLC
DPFH Donnelly Penman & Partners Inc.
DORS Dorsey & Company, Inc.
DOTC Dougherty & Company LLC
DPAA Douglas John Palmieri
DOWL Dowling & Partners Securities LLC
DDBI Downstate Discount Brokerage, Inc.
DOYL Doyle, Miles & Co., LLC
DREX Drexel Hamilton, LLC
DRIE Driehaus Securities LLC
PASQ Du Pasquier & Co., Inc.
DCAF Dundee Securities Inc.
DUNN Dunmore Trading LLC
MEXD Dynamex Trading, LLC
EDFC E D & F MAN CAPITAL MARKETS INC.
EANJ E&J SECURITIES CORP.
DFLR E*Trade Capital Markets - Execution Services LLC/OTC UTP
DEMP E*Trade Capital Markets, LLC
ETCL E*Trade Clearing LLC
ETRS E*Trade Securities LLC
TIED E*Trade Securities LLC
EPLN E-Planning.Com Securities Inc.
EHSC E. H. Smith Jacobs & Co., Inc.
POWL E.E. Powell & Company, Inc.
EDLR E.J. DE LA ROSA & CO., INC.
ESFS E.S. FINANCIAL SERVICES, INC.
EVRS E1 ASSET MANAGEMENT, INC.
EBRD EARLYBIRDCAPITAL, INC.
EBXL EBX LLC
EDIF EDI Financial, Inc.
EFGC EFG Capital International
EKRI EK Riley Investments, LLC
EKNS EKN Financial Services Inc.
ELPB ELADIAN PARTNERS
DFIN ELECTRONIC BROKERAGE SYSTEMS, LLC
ETDA ELECTRONIC TRANSACTION CLEARING, INC
ETBB ELECTRONIC TRANSACTION CLEARING, INC
ETBK ELECTRONIC TRANSACTION CLEARING, INC
ETBF ELECTRONIC TRANSACTION CLEARING, INC.
ETAQ ELECTRONIC TRANSACTION CLEARING, INC.
ETBT ELECTRONIC TRANSACTION CLEARING, INC.
ETAT ELECTRONIC TRANSACTION CLEARING, INC.
ETBO ELECTRONIC TRANSACTION CLEARING, INC.
ETBC ELECTRONIC TRANSACTION CLEARING, INC.
ETBP ELECTRONIC TRANSACTION CLEARING, INC.
ETAO ELECTRONIC TRANSACTION CLEARING, INC.
ETBL ELECTRONIC TRANSACTION CLEARING, INC.
ETBA ELECTRONIC TRANSACTION CLEARING, INC.
ETAP ELECTRONIC TRANSACTION CLEARING, INC.
ETBN ELECTRONIC TRANSACTION CLEARING, INC.
ETAK ELECTRONIC TRANSACTION CLEARING, INC.
ETBS ELECTRONIC TRANSACTION CLEARING, INC.
ETAY ELECTRONIC TRANSACTION CLEARING, INC.
ETAN ELECTRONIC TRANSACTION CLEARING, INC.
ETAW ELECTRONIC TRANSACTION CLEARING, INC.
ETAX ELECTRONIC TRANSACTION CLEARING, INC.
ETBW ELECTRONIC TRANSACTION CLEARING, INC.
ETAS ELECTRONIC TRANSACTION CLEARING, INC.
ETBJ ELECTRONIC TRANSACTION CLEARING, INC.
ETAV ELECTRONIC TRANSACTION CLEARING, INC.
ETBH ELECTRONIC TRANSACTION CLEARING, INC.
ETAR ELECTRONIC TRANSACTION CLEARING, INC.
ETBD ELECTRONIC TRANSACTION CLEARING, INC.
ETAU ELECTRONIC TRANSACTION CLEARING, INC.
ETBG ELECTRONIC TRANSACTION CLEARING, INC.
ELEV ELEVATION, LLC
EAMC EMPIRE ASSET MANAGEMENT COMPANY
EMPI EMPIRE INVESTMENT INC.
ENCL ENCLAVE CAPITAL LLC
EQAL EQUIBOND, INC.
ESNA ESN NORTH AMERICA, INC.
ESPO ESPOSITO SECURITIES, LLC
GLPS ESSEX RADEZ LLC
YIMI ESSEX RADEZ LLC
ETCB ETC BROKERAGE SERVICES, LLC
ESPN East Shore Partners, Inc.
EWSC East/West Securities Co.
ENOC Edgar M. Norris & Co., Inc.
EDJO Edward D. Jones & Co., L.P.
EDJC Edward Jones / CDS
EISN Eisner Securities, Inc.
HBRT Electronic Access Direct, Inc.
EADA Electronic Access Direct, Inc.
GLBA Electronic Access Direct, Inc.
DASH Electronic Brokerage Systems, LLC
BELZ Electronic Brokerage Systems, LLC
EGSB Electronic Global Securities, Inc.
ETAZ Electronic Transaction Clearing, Inc
ETAH Electronic Transaction Clearing, Inc.
ETCU Electronic Transaction Clearing, Inc.
ETCX Electronic Transaction Clearing, Inc.
ETAG Electronic Transaction Clearing, Inc.
ETCG Electronic Transaction Clearing, Inc.
ETCN Electronic Transaction Clearing, Inc.
ETCT Electronic Transaction Clearing, Inc.
ETBZ Electronic Transaction Clearing, Inc.
ETCY Electronic Transaction Clearing, Inc.
ETCD Electronic Transaction Clearing, Inc.
ETCO Electronic Transaction Clearing, Inc.
ETCH Electronic Transaction Clearing, Inc.
ETCS Electronic Transaction Clearing, Inc.
ETAD Electronic Transaction Clearing, Inc.
ETNF Electronic Transaction Clearing, Inc.
ETCJ Electronic Transaction Clearing, Inc.
ETCC Electronic Transaction Clearing, Inc.
ETAJ Electronic Transaction Clearing, Inc.
ETAA Electronic Transaction Clearing, Inc.
ETCZ Electronic Transaction Clearing, Inc.
ETAM Electronic Transaction Clearing, Inc.
ETCE Electronic Transaction Clearing, Inc.
ETCV Electronic Transaction Clearing, Inc.
ETCP Electronic Transaction Clearing, Inc.
ETAE Electronic Transaction Clearing, Inc.
ETDD Electronic Transaction Clearing, Inc.
ETAB Electronic Transaction Clearing, Inc.
ETCI Electronic Transaction Clearing, Inc.
ETBU Electronic Transaction Clearing, Inc.
ETCK Electronic Transaction Clearing, Inc.
ETBM Electronic Transaction Clearing, Inc.
ETCR Electronic Transaction Clearing, Inc.
ETAF Electronic Transaction Clearing, Inc.
ETAL Electronic Transaction Clearing, Inc.
ETCQ Electronic Transaction Clearing, Inc.
ETAC Electronic Transaction Clearing, Inc.
ETCW Electronic Transaction Clearing, Inc.
ELTD Elevation, LLC
ELSH Elish & Elish Brokerage And Research Co.
ETLD Elliott-Ledgerwood & Company
EMEI Emerald Investments, Inc.
EMII Emerald Investments, Inc.
VTMW Emergent Financial Group, Inc.
EGRO Emerging Growth Equities, Ltd.
LARK Emmett A Larkin Company, Inc.
EFGI Empire Financial Group, Inc.
EMPR Empire Securities Incorporated of Washington
EQNX Equinox Securities, Inc.
EQUI Equisearch Securities, Inc.
STAD Equitable Advisors, Inc.
EQUA Equitas America, LLC
EQCP Equity Concepts, Inc.
EQTS Equity Securities Investments, Inc.
EQTO Equity Trading Online, LLC
EQTY Equity Trading Online, LLC
EROM Eroom Securities L.L.C.
EROP Eroom Securities L.L.C.
EROS Eroom Securities LLC
ESLL Eroom Securities, L.L.C.
GOLF Essex & York, Inc.
ERCO Essex Radez LLC
ETEC Etech Securities, Inc.
ETEK Etech Securities, Inc.
ETOS Ethos Securities Corp.
EURP Euro Pacific Capital, Inc.
ERPO Europa Securities, Llc
EASY European American Securities, Inc.
EVRC Evercore Group L.L.C.
BENI Evolution Securities US Inc.
EWGC Ewing Capital, Inc.
EXAN Exane, Inc.
EXTR Exeter, Ltd.
FARA FARINA & ASSOCIATES, INC.
FASW FAS Wealth Managment Services, Inc.
FATX FAT Securities, LLC
FATO FATOR SECURITIES LLC
FBNW FBN Securities, Inc.
FBRC FBR Capital Markets & Co.
FBRS FBR Investment Services, Inc.
FCGA FCG Advisors, LLC
TDAM FD de Leeuw & Associates, Trade Desk America
FEDR FEDERATED SECURITIES, INC.
FENX FENIX SECURITIES, LLC
STEP FERRETTI GROUP, INC.
FFPS FFP Securities, Inc.
NTMG FIELDPOINT PRIVATE SECURITIES, LLC
OHIO FIFTH THIRD SECURITIES, INC.
FPCI FINANCIAL PLANNING CONSULTANTS, INC.
FTII FINANCIAL TELESIS INC
FGIC FINANCORP GROUP INTERNATIONAL CORPORATION
FINX FINTECH SECURITIES
FBAL FIRST BROKERAGE AMERICA, L.L.C.
FFEC FIRST FINANCIAL EQUITY CORPORATION
FGOE FIRST GEORGETOWN SECURITIES, INC.
FKSC FIRST KENTUCKY SECURITIES CORPORATION
FSTM FIRST MIDWEST SECURITIES, INC.
FMSI FIRST MIDWEST SECURITIES, INC.
MPFG FIRST NEW YORK SECURITIES L.L.C.
FIRF FIRST RESEARCH FINANCIAL
FSNW FIRST SECURITIES NORTHWEST, INC.
FTLP FIRST TRUST PORTFOLIOS L.P.
FWCO FIRST WASHINGTON CORPORATION
FWSI FIRST WESTERN SECURITIES, INC.
FSRV FISERV CORRESPONDENT SERVICES, INC.
FLTU FLOW TRADERS US LLC
MIAM FMS, Inc.
FCML FNBB Capital Markets, LLC
FOGS FOG EQUITIES LLC
FFCB FOREFRONT CAPITAL MARKETS LLC
FFCM FOREFRONT CAPITAL MARKETS LLC
FRTN FORTUNE SECURITIES, INC.
FORS FOURTH STREET FINANCIAL GROUP, INC.
GTWO FPCG, LLC
FRDK FREDERICK & COMPANY, INC.
FSEC FRS Securities, LLC
TFAS FS DERIVATIVES CORPORATION
FSCN FSC SECURITIES CORPORATION
FSCS FSC Securities Corporation
FTNE FTN Equity Capital Markets Corp.
FTSC FTN Financial Securities Corp
FULC FULCRUM CAPITAL MARKETS LLC
OFKS FULCRUM SECURITIES, LLC
FAGI Fagenson & Co., Inc.
FLCN Falcon Research, Inc.
PIDG Falcon Research, Inc.
FDDL Fd De Leeuw & Associes, Trade Desk America
FMAC Feldman, Ingardona & Co.
FLTL Feltl & Company
FBWA Ferris, Baker Watts Incorporated
FIBS Fidelity Brokerage Services LLC
FCCU Fidelity Clearing Canada ULC./ CDS
FIDT Fidelity Clearing Canada ULC./ CDS
SSCC Fiduciary Financial Services Corp.
FSTN Fieldstone Services Corp.
GRCP Fifth Street Capital, LLC
BNKS Fig Partners, LLC
FMAT Fimat USA, LLC
FINS Finacorp Securities
FANC Finance 500, Inc.
FASI Financial America Securities, Inc.
FCON Financial Consultant Group, LLC
FDCI Financial Design, Inc.
FNSJ Financial Northeastern Securities, Inc.
FINW Financial West Group, Inc.
SANA Finbar Securities Corp.
FINT Fintegra, LLC
FFLY Firefly Capital, Inc.
FAST First Allied Securities, Inc.
BWNT First American Capital and Trading Corporation
STCS First American Capital and Trading Corporation
FANA First Analysis Securities Corporation
BRMF First Bermuda Securities (BVI) Ltd.
FATS First Brokers Securities LLC
FBSL First Brokers Securities Llc
LISA First Choice Securities Corp.
FCFP First Citizens Financial Plus, Inc.
FCCP First Clearing, LLC
FDSI First Dallas Securities Incorporated
FESI First Empire Securities, Inc.
FGSS First Global Securities, Inc.
FLIB First Liberties Financial
FLSC First London Securities Corporation
FLSD First London Securities Corporation
FMCO First Manhattan Co
FSMG First Merger Capital, Inc.
FMIC First MidAmerica Investment Corporation
FMSC First Montauk Securities Corp.
FNYS First New York Securities L.L.C.
REPG First Republic Group, LLC
FSSG First Southeastern Securities Group, Incorporated
FSWC First Southwest Company
FTEN First Tennessee Brokerage, Inc.
TRYN First Tryon Securities, LLC
FWST First Wall Street Corp.
FWAI First Western Advisors/ Limited Partnership
FOMC First of Michigan Corporation
FFSI Firstrade Securities Inc.
FMCS Five Mile Capital Securities LLC
FISA Fixed Income Securities, LLC
FISB Fixed Income Securities, LP
FSLL Flagstone Securities, LLC
FLXS FlexTrade Systems, LLC
FLAT Florida Atlantic Securities Corp.
FIAF Florida Investment Advisers
FNFD Folger Nolan Fleming Douglas Incorporated
FMES FolioFN Investments, Inc.
FTBR Foliofn Investments, Inc.
FORD Fordham Financial Management, Inc.
FORE Forest Securities, Inc.
FRGS Forge Financial Group, Inc.
FRGP Forge Financial Group, Inc.
FTIS Fortis Securities LLC
FSSL Fortis Securities LLC
FORI Fortrend Securities, Inc.
FOST Foster Securities
FOXX Fox & Company Investments Inc.
FOXY Fox Financial Management Corporation
FOXN Fox Run Alpha Fund, L.P.
FPKI Fox-Pitt, Kelton Incorporated
RSSE Frank Implementation Services, Inc. Part of Russell Inv. Group
KEHE Franklin Ross, Inc.
ROSS Franklin Ross, Inc.
FSST Franklin Street Securities, Inc.
ALGR Fred Alger & Company, Incorporated
FDMI Freedom Investments, Inc.
FBLC Freimark Blair & Company, Inc.
FARS Further Lane Securities, L.P.
GNLP G&L PARTNERS, INC.
ADRD G-TRADE SERVICES LLC
GTRD G-TRADE SERVICES LLC
GVRN G.V.R. Company/Special Account
ETNY G1 Execution Services, LLC
ETRD G1 Execution Services, LLC
GVSA G1 Execution Services, LLC
ETLS G1 Execution Services, LLC
ETMM G1 Execution Services, LLC
ETRF G1 Execution Services, LLC.
GABP GABELLI & COMPANY, INC
GGWI GAGE-WILEY & CO., INC.
WBMK GAINEY FINANCIAL SERVICES, INC.
GTUS GATE US LLC
GBMS GBM International, Inc.
GBMT GBM International, Inc.
GBSL GBS Financial Corp.
GENS GENERAL SECURITIES CORP
GFLO GETCO EXECUTION SERVICES LLC.
LATG GFI SECURITIES LLC
GFIG GFI Securities LLC
GFIS GFI Securities LLC
GHST GHS Trading LLC
GDCO GILBERT, DONIGER & CO., INC.
GLBT GLB Trading, Inc.
GLED GLENDALE SECURITIES, INC.
GDEQ GLOBAL DIRECT EQUITIES, LLC
FICA GLOBAL MAXFIN CAPITAL INC. / CDS
GSIC GLOBAL STRATEGIC INVESTMENTS
SEGB GLOBAL-AMERICAN INVESTMENTS, INC.
MITR GMP SECURITIES, LLC
GQVT GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BZYD GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BZWX GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BZWW GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BZWV GOLDMAN SACHS EXECUTION & CLEARING, L.P.
GOVD GOVDESK, LLC
GPNI GP NURMENKARI INC.
GFGP GRACE FINANCIAL GROUP LLC
GNAV GREEN STREET ADVISORS, INC.
GPCG GREENMAN PARKER CONNALLY GREENMAN INCORPORATED
GJSS GREGORY J. SCHWARTZ & CO., INC.
GWEP GREYWOLF EXECUTION PARTNERS, INC.
GRFC GRF Capital Investors, Inc.
GRFN GRIFFIN FINANCIAL GROUP, LLC
GUGG GUGGENHEIM INVESTOR SERVICES, LLC
LBBW GUGGENHEIM SECURITIES, LLC
RLCC GWM Group, Inc.
GABE Gabelli & Company, Inc.
GAGN Gagnon Securities, LLC
GWDS Gar Wood Securities, LLC
GARW Gar Wood Securities, LLC
GRST Garden State Securities, Inc.
GAFI Gardner Financial Services, Inc.
GARR Garrett Nagle & Co., Inc.
GATS Gates Capital Corporation
GEAR Geary Securities, Inc.
GELB Gelber Securities, LLC
GLBY Gelber Securities, LLC
TCAN Gemisys Securities Corporation
GNDS Genesis Securities, LLC
GNDT Genesis Securities, LLC
TAIG Geoffrey Richards Securities Corp.
DULL George E. Dullnig & Co.
BAUM George K. Baum & Company
GMCK George McKelvey Co., Inc.
GSSC Georgeson Securities Corporation
GERO Gerbro Securities, Inc.
GLGB Gerson Lehrman Group Brokerage Services LLC
GESX Getco Execution Services LLC.
GIBR Gibraltar Securities Co.
GILG Gilder Gagnon Howe & Co. LLC
RGIL Gilford Securities Incorporated
GIRL Girard Securities, Inc.
GLCH Gleacher & Company Securities, Inc.
BPSG Gleacher & Company Securities, Inc.
GRSI Glen Rauch Securities, Inc.
GLEN Glendale Securities, Inc.
GLWD Glenwood Securities, Inc.
GSBI Global Brokerage Services, Inc.
GCPL Global Credit Partners, LLC
GCCL Global Crown Capital, LLC
GCCG Global Crown Capital, LLC
GFSI Global Financial Services, L.L.C.
GLBL Global Hunter Securities, LLC
HBCO Global Investor Services, L.C.
GISJ Global Investor Services, L.C.
GMAX Global Maxfin Capital Inc. / CDS
GRIL Global Resource Investments, Ltd.
GSCF Global Securities Corporation/CDS
GSIL Global Strategic Investments, Llc
GAME Global-American Investments, Inc.
PSRI Globalink Securities, Inc.
GLSC Globalnetsecurities Corp.
GCMT Gold Capital Management Inc.
GOBE Golden Beneficial Securities Corporation
GBSC Golden Beneficial Securities Corporation
GNSL Golden Capital Securities Ltd./CDS
GNCF Golden Capital Securities, Ltd./CDS
GTSL Golden Triangle Securities LLC
GCMI Goldman Capital Management, Inc.
BTGG Goldman Sachs Execution & Clearing LP/ BTIG
GSGG Goldman Sachs Execution & Clearing, L.P.
GSUU Goldman Sachs Execution & Clearing, L.P.
BZZN Goldman Sachs Execution & Clearing, L.P.
GSGS Goldman Sachs Execution & Clearing, L.P.
GSZZ Goldman Sachs Execution & Clearing, L.P.
BZZM Goldman Sachs Execution & Clearing, L.P.
GSAA Goldman Sachs Execution & Clearing, L.P.
BZYE Goldman Sachs Execution & Clearing, L.P.
GSXX Goldman Sachs Execution & Clearing, L.P.
GSDD Goldman Sachs Execution & Clearing, L.P.
GSLL Goldman Sachs Execution & Clearing, L.P.
GSII Goldman Sachs Execution & Clearing, L.P.
GSRR Goldman Sachs Execution & Clearing, L.P.
GSPP Goldman Sachs Execution & Clearing, L.P.
BZYF Goldman Sachs Execution & Clearing, L.P.
GSBB Goldman Sachs Execution & Clearing, L.P.
SLKS Goldman Sachs Execution & Clearing, L.P.
GSYY Goldman Sachs Execution & Clearing, L.P.
GRPO Goldman Sachs Execution & Clearing, L.P.
BZYJ Goldman Sachs Execution & Clearing, L.P.
GSCC Goldman Sachs Execution & Clearing, L.P.
GSVV Goldman Sachs Execution & Clearing, L.P.
GSSS Goldman Sachs Execution & Clearing, L.P.
GSWW Goldman Sachs Execution & Clearing, L.P.
GSFF Goldman Sachs Execution & Clearing, L.P.
BZZH Goldman Sachs Execution & Clearing, L.P.
BZZK Goldman Sachs Execution & Clearing, L.P.
GSMM Goldman Sachs Execution & Clearing, L.P.
GSQQ Goldman Sachs Execution & Clearing, L.P.
BZYH Goldman Sachs Execution & Clearing, L.P.
SILK Goldman Sachs Execution & Clearing, L.P.
GSEE Goldman Sachs Execution & Clearing, L.P.
BZZL Goldman Sachs Execution & Clearing, L.P.
SLKI Goldman Sachs Execution & Clearing, L.P.
BZYL Goldman Sachs Execution & Clearing, L.P.
GSTT Goldman Sachs Execution & Clearing, L.P.
SGMA Goldman Sachs Execution & Clearing, L.P. (SGMA)
SLBT Goldman Sachs Execution and Clearing
SLCN Goldman Sachs Execution and Clearing, L.P. / CNC
GSDA Goldman, Sachs & Co.
GSCO Goldman, Sachs & Co.
GOHS Goldsmith & Harris Incorporated
GORD Gordon & Co.
GHAS Gordon, Haskett & Co.
GHCC Gordon, Haskett Capital Corporation
GTRN Gorian Investment Group, Inc.
MVPF Grace Financial Group LLC
GFGL Grace Financial Group LLC
GRND Grand Capital Corp.
GFSP Granite Financial Group LLC
GFNC Granite Financial Group LLC
GFIN Granite Financial Group LLC
GWLP Grant Williams L.P.
GREB Great Eastern Securities, Inc.
GREA Great Eastern Securities, Inc.
GPSS Great Pacific Securities
MAVB Great Point Capital LLC
NEHL Greenberg Financial Group
GBSI Greentree Brokerage Services, Inc.
GHYL Greenwich High Yield LLC
GPTG Greenwich Prime Trading Group, LLC
GOOD Greenwood Partners L.P.
GRWD Greenwood Partners L.P.
GRNL Grenel & Co., LLC
GSEC Griffin Securities, Inc.
MACP Griffon May, Inc.
GRIG Grigsby & Associates, Inc.
TRDW Grossman & Co., LLC
GOTL Group One Trading, L.P.
GRWC Grw Capital Corporation
GBIS Guaranty Brokerage Services, Inc.
GUGS Guggenheim Securities, LLC
LNKS Guggenheim Securities, LLC
GNLR Gunnallen Financial, Inc
GNLN Gunnallen Financial, Inc.
GMAN Guzman & Company
GUZM Guzman & Company
GZML Guzman & Company
HBCK H. BECK, INC.
DENI H. C. Denison Co.
WELC H. G. Wellington & Co., Inc.
HMPB H. M. Payson & Co.
HRCO H. RIVKIN & CO., INC.
HRIV H. Rivkin & Co., Inc.
WAIN H.C. Wainwright & Co., Inc.
BRNT H.D. BRENT & COMPANY, INC.
BBHP HALCYON CABOT PARTNERS, LTD.
HCBD HALCYON CABOT PARTNERS, LTD.
HCPL HALEN CAPITAL, INC.
HAME HAMILTON EXECUTIONS L.L.C.
HAPX HAP Trading, LLC
HRGR HARGER AND COMPANY, INC.
HAVK HAVKIT CORPORATION
HAZL HAZLETT, BURT & WATSON, INC.
HBKI HBK Finance L.P.
HCBR HCFP Brenner Securities, LLC
HIAI HEARTLAND INVESTMENT ASSOCIATES, INC.
HEFR HEFREN-TILLOTSON, INC.
HPOL HERNDON PLANT OAKLEY, LTD.
HCFN HFC Capital Corp.
HFPC HFP Capital Markets LLC
HIGG HIGGINS CAPITAL MANAGEMENT, INC.
RCML HILLIARD FARBER & CO., INC
JJKE HILLIARD FARBER & CO., INC.
HLMS HLM Securities, Inc.
HBCL HOLD BROTHERS CAPITAL LLC
HLLC HOLLENCREST CAPITAL MANAGEMENT
HRTF HRT Financial LLC
HSBK HSBC Securities (USA) Incorporated
HSBC HSBC Securities, Inc.
HNTR HUNTER ASSOCIATES, INC.
HBAN HUNTINGTON CAPITAL CORP.
HWJC HWJ CAPITAL PARNERS II, LLC
HABB Haberman Bros.
WMPB Hahn Securities, Inc.
HACL Halen Capital Management, Inc
HMRK Hallmark Investments, Inc.
HALP Halpern Capital, Inc.
HASK Hamershlag, Dodeles, & Co., LLC
HMPT Hampton Securities (USA), Inc.
AIRS Hand Securities, Inc
HANS Hanmi Asset Securities, Inc.
ITEC Hapoalim Securities USA, Inc.
POLI Hapoalim Securities USA, Inc.
HCTA Hardcastle Trading USA LLC
BUCL Harris Investorline
DLJD Harrisdirect LLC
HACA Harvest Capital LLC
HARS Harvestons Securities, Inc.
HSRP Hattier, Sanford & Reynoir, A Limited Partnership, L.L.P.
RITT Haverford Trust Securities, Inc.
HSCO Hawthorne Securities Corporation
HAYV Haywood Securities (USA) Inc.
HASF Haywood Securities Inc./CDS
KKSS Hedge Fund Capital Partners, LLC
HEFL Heflin & Co., L.L.C.
BUZZ Heidtke & Company, Inc.
HITS Height Securities, LLC
PTZZ Herman, Alexis & Co., Inc.
HCAP Hermitage Capital Corporation
HFIS Hfi Securities, Inc.
HIGH Highlander Capital Group, Inc.
HTJP Hightower Securities, LLC
HILF Hill Thompson Magid & Co., Inc.
HILL Hill Thompson Magid and Co., Inc.
DLWB Hilliard Farber & Co., Inc.
HFCO Hilliard Farber & Co., Inc.
HFSC Hilliard Farber Securities Corp.
HIVE Hivetrader, LLC
HBON Hold Brothers On-Line Investment Services L.L.C.
ONLI Hold Brothers On-Line Investment Services L.L.C.
HOLD Hold Brothers On-Line Investment Services L.L.C.
HOCO Holt & Collins
HWIL Howard Weil Incorporated
HWLF Howard, Weil, Labouisse, Friedrichs Inc.
HLIQ Hull Transaction Services, L.L.C.
JWHJ Humbard, James W.
HCAT Hunter Capital Markets, LLC
PLCP Hunter Scott Financial LLC
WRLD Hunter World Markets, Inc.
HUNT Huntleigh Securities Corporation
HYBD HybridTrading, LLC
MILE I-Bankers Securities, Inc.
IBER IBERIA CAPITAL PARTNERS L.L.C.
IBSL IBS Securities, LLC
GARZ ICAP CORPORATES LLC
GARL ICAP CORPORATES LLC
GARC ICAP Corporates LLC
GARQ ICAP Corporates LLC
ICAP ICAP Corporates LLC
GARB ICAP Corporates LLC
IBAB ICAP Corporates LLC
ICEX ICE EXECUTION SERVICES, LLC
ICMC ICM CAPITAL MARKETS LTD.
ICMN ICM SECURITIES, LLC
ICPS ICP Securities LLC
IMCC IMC Chicago, LLC
IMSS IMS Securities, Inc.
IBFS INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
INGG ING FINANCIAL MARKETS LLC
INGF ING Financial Markets LLC
FSFS ING Investment Management Services LLC
INGS INGALLS & SNYDER, LLC
HORW INSIGHT SECURITIES, INC.
INCA INSTINET, LLC
INMP INSTINET, LLC
INJX INSTINET, LLC
INML INSTINET, LLC
INAT INSTINET, LLC
INHC INSTINET, LLC
IBSH INTEGRITY BROKERAGE SERVICES, INC.
QUIK INTELATRADE.COM
IMSL INTERMERCHANT SECURITIES LLC
INTX INTERNATIONAL ASSETS ADVISORY, LLC
INTA INTERNATIONAL ASSETS ADVISORY, LLC
CNCR INTERNATIONAL CAPITAL MARKETS, INC.
AZAD INTERNATIONAL FINANCIAL SOLUTIONS, INC.
FCST INTL FCSTONE SECURITIES INC.
INTL INTL FCSTONE SECURITIES INC.
IAME INVESTMENT CENTERS OF AMERICA, INC.
ICAO INVESTMENT CENTERS OF AMERICA, INC.
INPI INVESTMENT PLANNERS, INC.
SBAM INVESTMENT PROFESSIONALS, INC.
IVEX INVEX, INC.
ISBN ISBIN INVESTMENTS, INC.
IAEW ISRAEL A. ENGLANDER & CO., INC.
ITGC ITG Canada, A Subsidiary of ITG Inc / CDS
RSKY ITG DERIVATIVES LLC.
RSFO ITG Derivatives LLC.
ITGI ITG Inc.
ITDC ITradedirect.com Corp.
ILUS Illustro Trading, LLC
IMPC Imperial Capital, LLC
IMPL Imperial Investments Ltd.
INCP Incapital, LLC
INDE Independent Brokers LLC
HSAI Independent Financial Group, LLC
INNO Innova Securities, Inc.
INTW Instinet, LLC
INJS Instinet, LLC
ICMH Institutional Capital Management, Inc.
IDID Institutional Direct Inc.
ISCN Institutional Securities Corporation
BOOM Integral Capital Group, LLC
INFI Integral Financial LLC
IWSL Integral Wealth Securities Limited
IBSJ Integrity Brokerage Services, Inc.
IBCO Interactive Brokers Corp.
IBKR Interactive Brokers Llc
IBSA Interbolsa Securities, LLC
ICPI Intercapital Securities LLC
IFSC Intercoastal Financial Services Corp.
ICTI International Correspondent Trading, Inc.
ISIG International Strategy & Investment Group Inc.
IOSC Interocean Securities LLC
INSC Intersecurities, Inc.
INNT Intrade, LLC
INVM Invemed Associates LLC
INVE Investacorp, Inc.
ARCH Investacorp, Inc.
INVC Investec Securities (Us) Llc
IISC Investin Securities Corp.
NVST Investin Securities Corp.
KCIM Investment Management Corporation
IPGR Investment Placement Group
ICCP Investors Capital Corp.
IRGI Investors Resources Group, Inc.
ISSC Investors Securities Services, LLC
TIME Investscape Inc.
ISLN IslandNet, LLC
IAEX Israel A. Englander & Co., LLC
IAEC Israel A. Englander & Co., LLC
IAEA Israel A. Englander & Co., LLC
ITAU Itau USA Securities Inc.
IVYS Ivy Securities, Inc.
IXIS Ixis Securities North America Inc.
JADN J. ALDEN ASSOCIATES, INC.
HAUR J. B. Hanauer & Co.
JMIP J. Michael-Patrick, L.L.C.
JSCO J. Streicher & Co. L.L.C.
GLYN J.A. Glynn & Co.
JDRB J.H. Darbie & Co., Inc.
JHDR J.H. Darbie & Co., Inc.
HLHC J.J.B. Hilliard, W.L. Lyons, Inc.
HDLY J.J.B. Hilliard, W.L. Lyons, Inc.
BSSC J.P. MORGAN CLEARING CORP.
JPMA J.P. Morgan Institutional Investments Inc.
CISI J.P. Morgan Securities LLC
JPMX J.P. Morgan Securities LLC
CHMS J.P. Morgan Securities LLC
JPME J.P. Morgan Securities LLC
BEST J.P. Morgan Securities LLC
JPMS J.P. Morgan Securities LLC
CHSI J.P. Morgan Securities LLC
JPMG J.P. Morgan Securities LLC
PCSD J.P. Morgan Securities LLC
JPMP J.P. Morgan Securities LLC
JPMT J.P. Morgan Securities LLC
JPTC J.P. Turner & Company, L.L.C.
JPTS J.P. Turner & Company, LLC
JPRC J.P.R. Capital Corp.
JWML J.W. Millegan, Inc.
JSOP JANE STREET MARKETS, LLC
JBSS JBS Securities Corp.
JEFX JEFFERIES EXECUTION SERVICES, INC.
JEFC JEFFERIES LLC
PGSL JEFFERIES LLC
PJEF JEFFERIES LLC
BDIR JEFFERIES LLC
JEFF JEFFERIES LLC
JFDS JFD SECURITIES, INC.
PRBC JHS CAPITAL ADVISORS, LLC.
JSSF JMP Securities LLC
JNKK JNK Securities Corp.
JOLE JOHNSTON, LEMON & CO. INCORPORATED
ETSB JOSEPH GRACE
JSCL JOSEPH STONE CAPITAL L.L.C.
CPFN JPC Capital Partners, Inc.
PCKG JUMP TRADING
AKAM JUMP TRADING
JOTA JUMP TRADING
WINZ JUMP TRADING
TIRE JUMP TRADING
JMPT JUMP TRADING, LLC
JVBG JVB Financial Group, LLC
JVBF Jack V. Butterfield Investment Company
JPTR Jackson Partners & Associates, Inc.
JACK Jackson Securities LLC
SCAL Jackson, Kohle & Co.
BLCK James I. Black & Company
JANC Janco Partners, Inc.
NASJ Jane Street Markets, LLC
JANE Jane Street Markets, LLC
JANS Jane Street Markets, LLC
JSPT Jane Street Markets, LLC
JANY Janney Montgomery Scott Inc.
JPII Jaypee International, Inc.
WDSB Jefferies Execution Services, Inc.
JCIU Jennings Capital (USA) INC.
JSLI Jesup & Lamont Securities Corp
JSLC Jesup & Lamont Securities Corp
JSUP Jesup & Lamont Securities Corp
SBRL John A. Siberell & Co.
JINS John Carris Investments LLC
SEIP John N. Seip & Co., Inc.
JRCO Johnson Rice & Company L.L.C.
JNGF Jones Gable & Company Ltd./CDS
JBAI Jones, Byrd & Attkisson, Inc.
JONE JonesTrading
JGUN Joseph Gunnar & Co. LLC
JSLP Joseph Stevens & Company, Inc.
KACS Jump Trading
DYSO Jump Trading
CSSA Jump Trading
WINR Jump Trading
WINO Jump Trading
PXGG Jump Trading
KCWF K.C. WARD FINANCIAL
BRWN K.W. Brown Investments
KALA KA Associates, Inc.
KBFP KBC Financial Products USA, Inc.
KBDS KBD Securities, LLC
KCCP KCCI, LTD.
KCCI KCCI, Ltd.
KEDM KEDEM CAPITAL CORPORATION
KEEL KEELEY INVESTMENT CORP.
KEND KENDRICK PIERCE SECURITIES, INC.
CRAG KEPLER CAPITAL MARKETS, INC.
SLOW KERN, SUSLOW SECURITIES, INC.
KEYW KEY WEST INVESTMENTS, LLC
KWIL KEY WEST INVESTMENTS, LLC
KEYB KEYBANC CAPITAL MARKETS INC.
KFMS KFM SECURITIES, INC.
KILD KILDARE CAPITAL
KIML KIMELMAN & BAIRD, LLC
KIPL KIPLING JONES & CO., LTD
KLRG KLR GROUP, LLC
KNBT KNBT Securities, Inc.
OAKW KNBT Securities, Inc.
NITW KNIGHT CAPITAL AMERICAS LLC
NITC KNIGHT CAPITAL AMERICAS Llc
KOTA KOTA GLOBAL SECURITIES INC.
BHAR KOTA GLOBAL SECURITIES INC.
KOVP KOVACK SECURITIES INC
KRCO KR SECURITIES, LLC
KLDC KUN-LUN DEVELOPMENT CORPORATION
KUYK KUYKENDALL & SCHNEIDER, INC.
KVXS KV Execution Services LLC
KWSC KW Securities Corporation
KIWS KWS Associates, Inc.
KYSN KYSON & CO
KYTS KYTE SECURITIES LLC
KBKF Kabrik Trading LLC
KBKP Kabrik Trading LLC
KBRK Kabrik Trading LLC
KADI Kadick, Incorporated
KBCO Kahn Brothers & Co. Inc.
KALO Kalos Capital, Inc.
KASH Kashner Davidson Securities Corporation
KBRO Kaufman Bros., L.P.
KAUP Kaupthing Securities, Inc.
KTNG Keating Securities, LLC
KBWI Keefe, Bruyette & Woods, Inc.
SMAX Keenan Securities
PERF Kellogg Capital Markets, LLC
KEGG Kellogg Capital Markets, LLC
KCMA Kellogg Capital Markets, LLC
KSGB Kellogg Capital Markets, LLC
KSGX Kellogg Capital Markets, LLC
KPAR Kellogg Partners Institutional Services LLC
KELM Kelmoore Investment Company, Inc.
KJER Kenneth, Jerome & Co.,Inc.
KENY Kenny Securities Corp.
KENS Kensington Capital Corp.
KERC Kercheville & Company, Inc.
KSSC Kern, Suslow Securities, Inc.
KRSH Kershner Securities, LLC
DANN Kevin Dann & Partners, LLC
KISL Key Investment Services LLC
KCIX Kiley Partners, Inc.
KOND Kinsell, Newcomb & De Dios, Inc.
EMCC Knight Capital Americas LLC
KELG Knight Capital Americas LLC
LIBE Knight Capital Americas LLC
NITP Knight Capital Americas LLC
KCMP Knight Capital Americas LLC
DTTX Knight Capital Americas LLC
QUAD Knight Capital Americas LLC
NITX Knight Capital Americas LLC
KELL Knight Capital Americas LLC
VABD Knight Capital Americas LLC
TRMZ Knight Capital Americas LLC
NITE Knight Capital Americas LLC
NICK Knight Capital Americas LLC
TRIM Knight Capital Americas LLC
KOSE Koonce Securities, Inc.
KOVS Kovack Securities Inc.
KRAM Kramer Securities Corporation
LMFI L&M FINANCIAL SERVICES
FISH L. B. FISHER & COMPANY
LMKO L.M. KOHN & COMPANY
LTLI L.P. LITTLEWOOD AND ASSOCIATES, INC.
LSPI LAFAYETTE INVESTMENTS, INC.
LAFI LAFISE SECURITIES CORPORATION
LSCM LAKE STREET CAPITAL MARKETS, LLC
LDOT LANDOLT SECURITIES, INC.
LATN LANTERN INVESTMENTS, INC.
XGWX LATOUR TRADING LLC
XGWD LATOUR TRADING LLC
CLBK LAVAFLOW, INC.
LAVA LAVAFLOW, INC.
LCSS LCS Securities, LLC
LCCO LEADER CAPITAL CORP.
MNXS LEBENTHAL & CO., LLC
LEER LEERINK SWANN LLC
LESW LEERINK SWANN LLC
LASE LEGACY ASSET SECURITIES, INC.
LEGD LEGEND SECURITIES, INC.
LEXI LEXINGTON INVESTMENT COMPANY, INC.
LFRO LF Rothschild, LLC
LPFS LIBERTY PARTNERS FINANCIAL SERVICES, LLC
LASI LIEBLONG & ASSOCIATES, INC.
GMOR LIGHTSPEED TRADING, LLC
LIWE LIME BROKERAGE LLC
LBNN LIME BROKERAGE LLC
LITE LIME BROKERAGE LLC
LIQP LIQUID PRIME SERVICES, INC.
LVMR LIVERMORE TRADING GROUP, INC.
LVLX LIVEVOL SECURITIES, INC.
LVOL LIVEVOL SECURITIES, INC.
ANSU LM Anderson Securities, LLC
LMTC LMT Capital Markets LLC
LPSP LPS Partners INC.
LABF LaBranche & Co. LLC
LABD LaBranche Financial Services, Inc.
LASA LaSalle Capital, L.L.C
LASS LaSalle St. Securities, Inc.
LSPD Labranche Structured Products Direct
LABR Labrunerie Financial Services, Inc.
LTCO Ladenburg, Thalmann & Co., Inc.
LFCI Laguna Financial Corporation
LDLW Laidlaw & Company (UK) Ltd.
SLAM Lambright Financial Solutions, LLC
POST Lampost Capital, L.C.
LAMP Lampost Capital, L.C.
LMPQ Lampost Capital, L.C.
FISN Landdolt Securities, Inc
SUMC Landmark Investment Group, Inc
LSSI Langdon Shaw Securities, Inc.
LAMA Lara, Shull & May, Ltd
LARC Larimer Capital Corporation
JIMY Latam Investments, LLC
GOTO LavaFlow
LZCM Lazard Capital Markets, LLC
LAZA Lazard Capital Markets, LLC
LCMT Ledgemont Capital Markets LLC
NARI Ledgemont Capital Markets LLC
LEEB Leeb Brokerage Services, Inc.
LEBB Leeb Brokerage Services, Inc.
PRVN Leeb Brokerage Services, Inc.
LEDE Leed Financial Markets Inc./CDS
LGTD Legacy Trading, Inc.
LGND Legend Merchant Group, Inc.
SPCS Legend Securities, Inc.
LEBO Leigh Baldwin & Co., LLC
LSCI Lek Securities Corporation
LEMP Lempert Brothers International USA, Inc.
LEON Leonard Securities, Inc
TOCQ Lepercq, De Neuflize/Tocqueville Securities, L.P.
LETS LetsGo Trade, Inc.
LEVN Levco Securities, Inc.
LEVY Levy, Harkins & Co., Inc.
PURP Liberty Capital Investment Corporation
LINC Liberum Capital Inc
LBRA Libra Investments, Inc.
LIBR Libra Securities, LLC
LBKI Libucki & Co., LLC
LFIN Lighthouse Financial Group, LLC
LFCM Lighthouse Financial Group, Llc
LSPS Lightspeed Trading LLC
LSTE Lightspeed Trading Llc
LIPR Lime Brokerage LLC
LIME Lime Brokerage LLC
LIFC Lime Brokerage LLC
LIMB Lime Brokerage LLC
LIFO Lime Brokerage LLC
YLPL Linsco/Private Ledger Financial Services, Incorporated
LIQD Liquid Capital Securities, LLC
STRM LiquidNet, Inc.
LQNT Liquidnet, Inc.
SDPT Livingston Monroe Capital Group Inc.
LSEC Livingston Securities, LLC
LOBR Loeb Partners Corporation/Retail
LOMB Lombard Securities Incorporated
LBOW Longbow Securities, LLC
LOOP Loop Capital Markets LLC
LOUI Louis Capital Markets, LLC
LJRY Lynch, Jones & Ryan, LLC.
BALE M&T SECURITIES, INC.
MTDB M&T Securities, Inc.
DSSI M. E. ALLISON & CO., INC.
GRIF M. Griffith Locke Investment Services, Inc.
MJWH M. J. Whitman, Inc.
BEAL M. R. Beal & Company
MRKS M. Ramsey King Securities, Inc.
MSHI M. S. HOWELLS & CO.
HWLS M. S. Howells & Co.
MLST M.L. Stern & Co. Inc.
MREC MACKIE RESEARCH CAPITAL CORPORATION/CDS
MACM MADISON CAPITAL MARKETS, INC.
MAIA MAIA SECURITIES, INC.
MPLW MAPLEWOOD INVESTMENT ADVISORS, INC.
MQHS MARQUIS HOLDINGS, INC.
MRSC MARSCO INVESTMENT CORPORATION
MNCO MARTIN NELSON & CO., INC.
MXMS MAXIM GROUP LLC
MAXX MAXXTRADE, INC
MBTS MB Trading
MBSL MBS CAPITAL MARKETS, LLC
MBSE MBS SOURCE ETRADING, INC.
MBSC MBSC, LLC
MCCL MCCLURG CAPITAL CORPORATION
MCTY MCCOURTNEY-BRECKENRIDGE & COMPANY
MCLF MCL Financial Group, Inc.
ZAND MCLAUGHLIN RYDER INVESTMENTS, INC.
MDBC MDB Capital Group, LLC
MEBO MEB OPTIONS, LLC
MSGP MEDITERRANEAN SECURITIES GROUP, LLC
MERQ MERCATOR ASSOCIATES, LLC
MERP MERIDIAN EQUITY PARTNERS INC.
MLAA MERRILL LYNCH PROFESSIONAL CLEARING CORP.
MLUA MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MLEX MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MLUC MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MLCO MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MLRM MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERX MERRIMAC CORPORATE SECURITIES, INC.
MKVL MERRIMACK VALLEY INVESTMENT, INC.
MESF MESIROW FINANCIAL, INC.
MFBB MF GLOBAL SECURITIES INC
MFGB MF GLOBAL SECURITIES INC.
MANS MF Global Securities Inc.
EDFM MF Global Securities Inc.
MFTK MF Global Securities Inc.
MFED MF Global Securities Inc.
MFEZ MF Global Securities Inc.
MGIS MGI SECURITIES INC-NBCN INC.
MHAF MHA FINANCIAL CORP
MICG MICG Investment Management, LLC
MSFT MICROSOFT CORPORATION
MIDA MID-ATLANTIC SECURITIES, INC.
MAME MIDAMERICA FINANCIAL SERVICES, INC.
MISL MISCHLER FINANCIAL GROUP, INC.
MISM MISMI, Inc.
MUFG MITSUBISHI UFJ SECURITIES (USA), INC.
FALC MK Securities USA, LLC
MKMP MKM Partners LLC
MOLO MOLONEY SECURITIES CO., INC.
MBAY MONARCH BAY ASSOCIATES, LLC
MONR MONROE FINANCIAL PARTNERS, INC.
MAWI MONTECITO ADVISORS, INC.
MORA MORA WM SECURITIES
MJCO MORGAN JOSEPH TRIARTISAN LLC.
MSPW MORGAN STANLEY
DEAN MORGAN STANLEY
MSMP MORGAN STANLEY & CO. LLC
MSEL MORGAN STANLEY & CO. LLC
MSEI MORGAN STANLEY & CO. LLC
MSEE MORGAN STANLEY & CO. LLC
MSED MORGAN STANLEY & CO. LLC
MSET MORGAN STANLEY & CO. LLC
MSML MORGAN STANLEY & CO. LLC
MSEH MORGAN STANLEY & CO. LLC
MSEA MORGAN STANLEY & CO. LLC
MRGN MORGAN STANLEY & CO. LLC
MSEJ MORGAN STANLEY & CO. LLC
MSEG MORGAN STANLEY & CO. LLC
MSNY MORGAN STANLEY & CO. LLC
MSCO MORGAN STANLEY & CO. LLC
MSEB MORGAN STANLEY & CO. LLC
MSEF MORGAN STANLEY & CO. LLC
MWIL MORGAN WILSHIRE SECURITIES, INC.
ISER MORIZIO ASSOCIATES, LLC
MOTF MOTIF INVESTING, INC.
MVSC MOUNTAINVIEW SECURITIES, LLC
MPSG MPS Global Securities, LLC
MTGO MTG, LLC
MVSG MV Securities Group, Inc.
MVFN MVP Financial, LLC
MYDV MYD MARKET, INC
MYDM MYD Market, Inc
PMCI Macallaster Pitfield MacKay Inc.
MACQ Macquarie Capital (USA) Inc.
MSUS Macquarie Securities (USA) Inc.
MRAD Macro Risk Advisors Llc
MAVS Madison Avenue Securities
MWCO Madison Williams and Company
MSCH Magna Securities Corp.
MAGI Maguire Investments, Inc.
MAIB Maia Securities, Inc.
MSCB Maine Securities Corporation
MAJE Majestic Securities LLC
MASE Managed Account Services, LLC
MAPL Maple Securities U.S.A. Inc.
DVNE Marco Polo Securities Inc.
MSCA Marcus Schloss & Co., Inc.
MARK Mark Stewart Securities, Inc.
MKTX MarketAxess Corporation
AYME Martinez-Ayme Securities
MATX Matrix Capital Group, Inc.
MAXI Max International Broker/Dealer Corp.
MAXM Maxim Group LLC
MXFG Maximum Financial Group, Inc.
MAYF May Financial Corporation
MZMA Mazama Capital Management Inc.
MWRI McAdams Wright Ragen, Inc.
MCBD McConnell, Budd & Downes, Inc.
MDLX McDonald's Investment Inc.
MFFS McFadden, Farrell & Smith, LP
MQIN McGinn, Smith & Co., Inc.
MCKN McKinnon & Company, Inc.
MMAN McMahan Securities Co. L.P.
MACN McNamara Trading Company
MLVM McNicoll, Lewis & Vlak LLC
MACS Mclaughlin, Piven, Vogel Securities, Inc.
MSBB Meeting Street Brokerage, LLC
MSBR Meeting Street Brokerage, LLC
MEFA Melhado, Flynn & Associates, Inc.
MELN Mellin Securities, Inc.
MLVN Melvin Securities, L.L.C.
MSMM Melvin Securities, LLC
MERC Mercadien Securities
PERM Mercantile Brokerage Services, Inc.
MTOR Mercator Associates, LLC
MRCP Mercer Capital Ltd.
MSLC Mercor Securities LLC
MEPT Meridian Equity Partners Inc.
BCEP Merrill Lynch Pierce Fenner & Smith Incorporated
MLMA Merrill Lynch Pierce Fenner & Smith Incorporated
BCEX Merrill Lynch Pierce Fenner & Smith Incorporated
PRST Merrill Lynch Professional Clearing Corp.
MLSE Merrill Lynch, Pierce, Fenner & Smith
MLSL Merrill Lynch, Pierce, Fenner & Smith
MLSK Merrill Lynch, Pierce, Fenner & Smith
MLTX Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLPK Merrill Lynch, Pierce, Fenner & Smith Incorporated
BOFA Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLTV Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLZA Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLEL Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLTA Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLCC Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLBC Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLCA Merrill Lynch, Pierce, Fenner & Smith Incorporated
PXCJ Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLTL Merrill Lynch, Pierce, Fenner & Smith Incorporated
NBII Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLTC Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLIC Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLTJ Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLIB Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLHA Merrill Lynch, Pierce, Fenner & Smith Incorporated
PXCK Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLBP Merrill Lynch, Pierce, Fenner & Smith Incorporated
MLTK Merrill Lynch, Pierce, Fenner & Smith Incorporated
WVBD Merrill Lynch, Pierce, Fenner and Smith Incorporated
MERR Merrimac Corporate Securities, Inc.
MKVA Merrimack Valley Investment, Inc.
MERI Merriman Curhan Ford & Co.
MERS Merrion Securities, LLC
MSRO Mesirow Financial, Inc.
MSII MetLife Securities Inc.
MYLG Meyers Associates, L.P.
MYRS Meyers Associates, L.P.
MJJG Michael A. Steinberg & Company, Inc.
MSIM Michigan Securities, Inc.
MACC Mid Atlantic Capital Corporation
MFSI Midamerica Financial Services, Inc.
MDAS Midas Securities, LLC
KMDS Midas Securities, LLC
MDGS Middlegate Securities Ltd.
MIDS Midsouth Capital, Inc.
MSRV Milestone Financial Services, Inc.
MILS Milestone Financial Services, Inc.
MLTS Miletus Trading, LLC
MLTD Millenco
MILC Millenco
MLLN Millenco
MLNM Millenco
MLEN Millenco - Special Account
MJSK Miller Johnson Steichen Kinnard Inc.
MTCN Miller Tabak + Co., LLC
MTCO Miller Tabak + Co., LLC
MASU Mirae Asset Securities (USA) Inc.
MZHO Mizuho Securities USA Inc.
MOGA Mogavero, Lee & Co., Inc.
MOSE Moloney Securities Co., Inc.
MNRC Monarch Capital Group, LLC
MFCA Monarch Financial Corporation of America
MWCC Monness Crespi Hardt & Co., Inc.
MOJO Montag & Joselson
MNTY Montgomery & Co., LLC
MSIT Montrose Securities International
MCFA Moors & Cabot Financial Advisors, LLC
MCBT Moors & Cabot, Inc.
MCIN Moors & Cabot, Inc.
RHCI Morgan Peabody, Inc.
MSSB Morgan Stanley
MSEK Morgan Stanley & Co., Incorporated
MWSI Morgan Wilshire Securities, Inc.
MOKE Morgan, Keegan & Company, Inc.
ISEO Morizio Associates, LLC
MCFM Morton Clarke Fu & Metcalf Inc.
MTBK Multi-Bank Securities, Inc.
MTRN Multitrade Securities LLC
SBRT Muriel Siebert & Co., Inc.
MURP Murphy & Durieu
MURW Murphy & Durieu
MURF Murphy & Durieu
CBOL Mutual Securities Inc
MSFS MyStockFund Securities, Inc.
ZOUL N. B. Zoullas Securities, Inc.
NAFA NAFA Capital Markets, LLC
NDCM NANES, DELORME CAPITAL MANAGEMENT LLC
TEST NASDAQ - SYSTEM SYMBOL
NQMR NASDAQ EXECUTION SERVICES, LLC
NXRB NASDAQ EXECUTION SERVICES, LLC
NQBX NASDAQ Execution Services LLC
NQPX NASDAQ OMX PHLX LLC
ILND NASDAQ OPTIONS SERVICES, LLC
NQOP NASDAQ OPTIONS SERVICES, LLC
PHLY NASDAQ Options Services, LLC
CBBB NASDAQ PRODUCT DEVELOPMENT/NY
TOOL NASDAQ Trading Applications Team Test
NASP NASDAQ/PICCARD
NQRE NASDR Market Regulation
NASC NATIONAL ALLIANCE SECURITIES CORPORATION
NOIT NATIVEONE INSTITUTIONAL TRADING, LLC
ABLE NATIXIS Securities Americas LLC
NAVP NAVPOINT, LLC
NBCS NBC Securities, Inc.
NBFC NBCN Inc./ CDS
FMAF NBCN Inc./ CDS
NBFI NBF Securities (USA) Corp.
NDXT NDX Trading, Inc.
NELS NELSON SECURITIES,INC.
NSCB NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
NEAR NEWEDGE USA, LLC
NEHE NEWEDGE USA, LLC
PCAP NEWEDGE USA, LLC
NCSI NEWPORT COAST SECURITIES
NCIS NEWPORT COAST SECURITIES
MEAT NMS FINANCIAL SERVICES, LLC
ETTC NORIBATRADE
NOSO NORTH SOUTH CAPITAL, LLC
NORC NORTHERN CAPITAL SECURITIES CORPORATION
NSGS NS GLOBAL SECURITIES LLC
NSMS NSM Securities, Inc.
NSXM NSX SECURITIES LLC
NSXS NSX Securities LLC
NAMI NUNAMI SERVICES, LLC.
NWCM NW Capital Markets Inc.
NYPP NYPPE, LLC
CCAE Nasdaq System Symbol/CCAE/800082
SUPR Nasdaq System Symbol/SUPR/800084
NQMS Nasdaq, Marketwatch
NACL National Alliance Capital, LLC
NBKT National Banc Financial Inc.
NFSC National Financial Services LLC
NISC National Investor Services Corp.
NATL National Securities Corporation
NAID National Securities Corporation
NAPK National Securities Corporation
NFGR Nations Financial Group, Inc.
NBTX Nationsbank Texas, NA
NPAI Nationwide Planning Associates Inc.
NVGT Navigate Advisors LLC
NEED Needham & Company, LLC
NTBC Neidiger, Tucker, Bruner, Inc.
TIGC Nelsonreid, Inc.
NEON NeoNet Securities, Inc.
NNET NeoNet Securities, Inc.
VOLM Neovest Trading
NTSI Nesbitt Thomson Securities
NTFN Network 1 Financial Securities Inc.
NEUB Neuberger Berman, LLC
NBLB Neuberger Berman, LLC
NWST Nevwest Securities Corporation
NCFS New Castle Financial Group Inc.
NCFG New Castle Financial Group, Inc.
NESS New England Securities
NVAS New Vernon Securities, LLC
WINS New Windsor Associates, L.P.
NYGS New York Global Securities, Inc.
BRGE Newbridge Securities Corp.
NENB Newedge USA, LLC
NEGB Newedge USA, LLC
NEPH Newedge USA, LLC
NEFO Newedge USA, LLC
NESP Newedge USA, LLC
NEWO Newoak Capital Markets LLC
NXBK Nexbank Securities Inc
NGEN Next Generation Equity Research LLC
NTNT Nextrend Securities, Inc.
NIAD Ni Advisors
NIPX Niphix Investments Inc
NIPH Niphix Investments Inc.
NOBL Noble Financial Capital Markets
NBLE Nobletrading.com, Inc.
NMRA Nomura Securities International, Inc.
NORD Nordberg Capital Inc.
NORP Nordic Partners Inc.
NORM Norris & Hirshberg, Inc.
NSIF Norstar Securities International Inc/ CDS.
NACI North American Clearing, Inc.
NHAM North Hampton Partners, L.P.
OAKF North Sea Securities L.P.
ABYL North Star Investment Services, Inc.
FPRN Northeast Securities, Inc.
NESC Northeast Securities, Inc.
NFGI Northeastern Financial Group Inc.
NTHN Northern Securities, Inc.
NTRC Northern Trust Securities, Inc.
NORT Northland Securities, Inc.
NCAP Nova Capital Markets, LLC
NAMA Nunami Services, LLC.
NAMZ Nunami Services, LLC.
NAMD Nunami Services, LLC.
NAMW Nunami Services, LLC.
NAMB Nunami Services, Llc.
OSCO O'Keefe Shaw & Co., Inc.
ONEL O'NEIL SECURITIES, INCORPORATED
FSII OAKBRIDGE FINANCIAL SERVICES
OBDS OBD SECURITIES LLC
OCSI OC Securities, Inc.
OCRS OCEANCROSS CAPITAL, LLC
OESM OES Brokerage Services, L.L.C
FCRT OES Brokerage Services, L.L.C
FBAY OES Brokerage Services, L.L.C.
FJEF OES Brokerage Services, L.L.C.
ARCB OES Brokerage Services, L.L.C.
FSTF OES Brokerage Services, L.L.C.
FJON OES Brokerage Services, L.L.C.
FCIS OES Brokerage Services, L.L.C.
FABL OES Brokerage Services, L.L.C.
FTWP OES Brokerage Services, L.L.C.
FLQN OES Brokerage Services, L.L.C.
FCRA OES Brokerage Services, L.L.C.
FPIC OES Brokerage Services, L.L.C.
FCUG OES Brokerage Services, L.L.C.
FMAX OES Brokerage Services, L.L.C.
FBMO OES Brokerage Services, L.L.C.
FWBL OES Brokerage Services, L.L.C.
FSDL OES Brokerage Services, L.L.C.
FADA OES Brokerage Services, L.L.C.
FMER OES Brokerage Services, LLC
OFUT OFFUTT SECURITIES, INC.
OFGF OFG Financial Services, Inc.
OLDM OLD MISSION CAPITAL, LLC
OTUS OLIVETREE USA, LLC
OLMM OLMSTED & MULHALL, INC.
RCLF OLYMPIA ASSET MANAGEMENT,LTD.
TMON OM SECURITIES, LLC
OMSL OM Securities, LLC.
OTAA OTA LLC
OTAS OTA LLC
OTAM OTA LLC
OTCL OTC LINK LLC
OTCP OTC LINK LLC
MKTS OTC LINK LLC
OTCX OTC LINK LLC
OTCM OTC LINK LLC
DMKT OTC LINK LLC
PINK OTC MARKETS GROUP, INC.
OTKR OTKRITIE INC.
OTRT OTR GLOBAL TRADING LLC
OBTG Oakbrook Investment Brokers, Inc.
OFCC Oberlin Financial Corporation
OBWS Oberweis Securities, Inc.
OBEX Obex Securities LLC
OFGL Obsidian Financial Group, LLC
OTGN Octagon Capital Corporation/CDS
OGOL Octeg, LLC
OCTG Octeg, LLC
OWED Octeg, LLC
OKCA Octeg, LLC
OMER Octeg, LLC
ODNC Odeon Capital Group LLC
OIEN Oien Securities, Inc.
BOJI Okoboji Financial Services, Inc.
OLST Olstein & Associates, L.P.
OMPA Olympia Asset Management, Ltd.
OLMP Olympus Securities, LLC
OMGP Omni Brokerage, Inc.
NOBI One Financial Securities, LTD.
GLBZ Online Brokerage Services, Inc.
POPP Oppenheimer & Close, Inc.
WMAG Oppenheimer & Co. Inc.
OPCO Oppenheimer & Co. Inc.
OPHS Optionshouse Incorporated
EZOP Optionshouse, Incoporated
OXPS Optionsxpress, Inc.
OPTU Optiver US, LLC
ORTL Oriental Financial Services Corp.
YORK Orion Securities (USA) Inc.
OREO Orion Trading, LLC
OGRU Oscar Gruss & Son, Incorporated
PSAM P. Schoenfeld Asset Management LLC
PCRP PARIS SECURITIES CORPORATION
EMBA PCS Securities, Inc.
PDQM PDQ ATS. Inc.
BOBO PENATES GROUP, INC.
PFTM PENSON FINANCIAL SERVICES
PTAR PENSTAR TRADING, LLC
PECA PERAZA CAPITAL AND INVESTMENT, LLC
PERK PERKINS, SMART & BOYD, INC.
PCVB PERMAC SECURITIES, INC
PMCT PERMAC SECURITIES, INC
PSCL PERSHING LLC
MANC PETER MANCUSO & CO L.P.
PFIC PFIC Securities Corporation
PGRS PGR Securities, LLC
PHDC PHD Capital
FRTH PHILADELPHIA BROKERAGE CORPORATION
PPSL PIERPONT SECURITIES LLC
PCMT PINNACLE CAPITAL MARKETS, LLC
HPWD PIPER JAFFRAY & CO.
SNSC PIPER JAFFRAY & CO.
PLTF PLACE TRADE FINANCIAL, INC.
PMKS PMK Securities & Research, Inc.
PNCC PNC Investments
PCMK POINT CAPITAL MARKETS, INC.
CAVU POINT CAPITAL MARKETS, LLC
PTAL POINTE ATLANTIC
PBSI PORTFOLIO BROKERAGE SERVICES, INC.
PRGI PORTFOLIO RESOURCES GROUP, INC.
HPPO POTAMUS TRADING, LLC
PPGW PPG WEST LLC
PREC PRECISION SECURITIES, LLC
PRSB PRESIDENTIAL BROKERAGE, INC.
PMCS PRIME CAPITAL SERVICES, INC.
PRSG PRINCETON SECURITIES GROUP, LLC
PFSM PRINCOR FINANCIAL SERVICES CORPORATION
PCGI PRIVATE CONSULTING GROUP, INC.
PROS PRO SECURITIES, L.L.C.
PIAC PROTECTED INVESTORS OF AMERICA
PIMC PROVIDENT INSTITUTIONAL MANAGEMENT
PSAE PSA Equities, Inc.
PSGX PSG Executions, Inc.
PTIX PTI Securities & Futures L. P.
PTIS PTI Securities & Futures L.P.
PUPL PUPLAVA SECURITIES, INC.
PTNM PUTNAM INVESTMENTS
MPWA PWMCO, LLC
PAMS Pacific American Securities, LLC
PCMC Pacific Commonwealth Corp
PACS Pacific Crest Securities Inc.
GROW Pacific Growth Equities, LLC
PCFF Pacific International Securities Inc./CDS
PACW Pacific West Securities, Inc.
PCCN Pactual Capital Corporation
PALI Pali Capital, Inc.
PALG Pali Capital, Inc.
PALC Pali Capital, LLC
PCSA Palisade Capital Securities, L.L.C.
PBFI Palm Beach Securities, Inc.
PLMA Paloma Securities L.L.C.
PAFA Pan-American Financial Advisers
PAPA Papamarkou & Company, Inc.
PAMT Paramount Biocapital, Inc.
QUIN Park Financial Group, Inc.
TTLE Park Financial Group, Inc.
PFCO Parker Financial Corp.
DJRC Partners Investment Network, Inc.
PVSI Partnervest Securities Inc.
PATG Patagonia Securities
PATT Patrick Financial Corporation
PAUL Paulson Investment Company, Inc.
PHSG Peacock, Hislop, Staley & Given, Inc.
PSCO Peak Securities Corp.
UBUY Peak Securities Corp.
PEAK Peak6 Markets LLC
PENS Peninsular Securities Company
PCII Penn Center Investments, Inc.
PENA Pennaluna & Company
PENC Penrod and Company
PNSA Penserra Securities, LLC
PNSR Penserra Securities, LLC
PPSI Pension Planners Securities, Inc.
ECEE Penson Financail Services Canada Inc.
PFSC Penson Financial Services Canada, Inc.
PFTK Penson Financial Services, Inc.
PFAG Penson Financial Services, Inc.
PFSI Penson Financial Services, Inc.
PVST Penvest Securities, Inc.
PERZ Peraza Capital and Investment, LLC
PERC Percival Financial Partners, Ltd.
PERD Perdiue Securities, LLC
PCAT Perelman-Carley & Associates Inc.
PEMA Permac Securities, Inc
VSIB Permac Securities, Inc
PASL Pershing Advisor Solutions LLC
PERT Pershing LLC
PERS Pershing LLC
PERX Pershing LLC
PERB Pershing LLC
GDMR Pershinng LLC/Good Morning-Shinhan Securities
COWS Persimmon Securities, Inc.
PTRI Petrie Parkman & Co., Inc.
PTRZ Petruzzi Securities, LLC
FLGR Pflueger & Baerwald Inc.
PHAL Phalanx Trading LLC
PHCO Phillips & Company Securities Inc.
PQTZ Pico Quantitative Trading LLC
PICF Pictet Canada Company
PICT Pictet Overseas Inc.
FRWY Pinnacle Capital Markets, LLC
PINF Pinnacle Financial Group, LLC
SHUK Pipeline Liquidity Pro LLC
PIPX Piper Jaffray & Co.
PIPS Piper Jaffray & Co.
PIPR Piper Jaffray & Co.
PICC Planned Investment Co., Inc.
CASH Planner Securities LLC
PODE Podesta & Co.
PICI Polar Investment Counsel, Inc.
POND Pond Equities Inc
TANA Portales Partners, LLC
PAAI Portfolio Advisors Alliance, Inc.
PMFS Portsmouth Financial Services
PRAG Pragma Securities LLC
PSGI Preferred Securities Group, Inc.
DFFI Premieretrade Securities, Inc.
PRES Presidio Capital Advisors LLC
PSTG Prestige Financial Center, Inc.
JLEO Primary Capital, LLC
PMRY Primary Capital, LLC
SIBO Prime Executions, Inc.
PGSI Prime Global Securities, Inc.
STLR PrimeSolutions Securities, Inc.
BANK Primevest Financial Services, Inc.
PRMX Primex Prime Electronic Execution, Inc.
PRIN Princeton Securities Corporation
TPCP Pritchard Capital Partners, LLC
PESI Private Equity Securities, Inc.
PRAS Professional Asset Management, Inc.
PAMI Professional Asset Managment, Inc.
AJCE Professional Concepts & Planning, Inc.
PFIS Professional Investment Services, Inc.
ADSO Prospera Financial Services, Inc.
PROT Protected Investors of America
PRUC Pruco Securities Corporation
PEGI Prudential Equity Group, LLC
PRGL Prudential Equity Group, LLC
PBLC Public Securities, Inc.
PUGS Puglisi Howells & Co.
PUMA Puma Capital, Llc
PUNK Punk, Ziegel & Company, L.P.
PTLV Putnam Lovell NBF Securities Inc.
PYMD Pyramid Financial Corp.
QAFC QA3 Financial Corp.
ETAI QUANTLAB SECURITIES LP
FQLB QUANTLAB SECURITIES LP
QQRR QUANTRIVER FINANCIAL, LLC
QEDA QUANTUM EDGE DERIVATIVES TRADING, LLC
QUAN QUANTUM SECURITIES, INC.
QMSR QUATTRO M SECURITIES INC.
QUEC QUEST CAPITAL STRATEGIES, INC.
QUET QUEST CAPITAL STRATEGIES, INC.
QCAS QUINCY CASS ASSOCIATES, INCORPORATED
QRQR QuantRiver Financial, LLC
QNTX Quantex Clearing, LLC
LABQ Quantlab Securities LP
QETC Quantlab Securities LP
FQLS Quantlab Securities LP
QLAB Quantlab Securities LP
QUOI Quoin Capital LLC
RHIC R H INVESTMENT CORPORATION, INC.
LAFC R. F. Lafferty & Co., Inc.
LAFB R. F. Lafferty & Co., Inc.
LAFF R. F. Lafferty & Co., Inc.
RLRC R. L. RENCK & CO., INC
SEEL R. SEELAUS & CO.,INC.
RWPC R. W. Pressprich & Co., Inc.
MACK R.A. Mackie & Co., L.P.
RMST R.M. STARK & CO., INC.
RTJC R.T. JONES CAPITAL EQUITIES, INC.
RWPS R.W. Pressprich & Co., Inc.
RTCP RAIT Securities, LLC
RAIT RAIT Securities, LLC
RNET RAPTORNET, LLC
RAMG RAVEN SECURITIES CORP.
RAYF RAYMOND C. FORBES & CO., INC.
RAJC RAYMOND JAMES (USA) LTD.
RCMA RBC CAPITAL MARKETS ARBITRAGE, S.A.
GELP RBC CAPITAL MARKETS, LLC
RBCM RBC CAPITAL MARKETS, LLC
RARB RBC Capital Markets Arbitrage, S.A.
RBCD RBC Capital Markets Corporation
RBDA RBC Capital Markets Corporation
DCSD RBC Capital Markets Corporation
RBCX RBC Capital Markets Corporation
RBCQ RBC Capital Markets Corporation
DAIN RBC Capital Markets Corporation
RYDS RBC Dominion Securities Corporation
RBSG RBS Securities Inc.
CAPM RBS Securities Inc.
RDCG RD Capital Group, Inc.
RDSS RDSC, LLC
RDST REDSTONE CONSULTING, LLC
RGLS REGAL SECURITIES, INC.
RCGI REGENT CAPITAL GROUP, INC.
RCUS RELIGARE CAPITAL MARKETS INC.
RMAC RENAISSANCE MACRO SECURITIES, LLC
RENS RENSSELAER SECURITIES CORP.
RRIC RETIREMENT RESOURCES INVESTMENT CORPORATION
REUV REUVEN ENTERPRISES SECURITIES DIVISION, LLC
REVR REVERE SECURITIES CORP.
HBIF RGM Securities, LLC
HBIW RGM Securities, LLC
RGRC RGR Financial Corp.
RHDS RHODES SECURITIES, INC.
ROCM RIM Securities LLC
RCSL RIVER CROSS SECURITES, LLLP
PRRX RIVER CROSS SECURITES, LLLP
RNSI RIVERNORTH SECURITIES, LLC
RJLB RJL CAPITAL GROUP, LLC
RJLC RJL CAPITAL GROUP, LLC
RMIN RMIN Securities, Inc.
RNAC RNA CAPITAL, INC.
RLUK ROBINSON & LUKENS, INC.
ROBI ROBINSON & ROBINSON, INC.
RCKW ROCKWELL SECURITIES LLC
HDSM RODMAN & RENSHAW, LLC
HDSN RODMAN & RENSHAW, LLC
HDSI RODMAN & RENSHAW, LLC
HDSX RODMAN & RENSHAW, LLC
HDSW RODMAN & RENSHAW, LLC
RONI RONIN CAPITAL, LLC
RCRS ROOSEVELT & CROSS, INCORPORATED
ROYL ROYAL ALLIANCE ASSOCIATES, INC.
RYAL ROYAL SECURITIES COMPANY
PLAT RS PLATOU MARKETS INC.
RFGI RUSHMORE SECURITIES CORPORATION
RYDE RYDEX DISTRIBUTORS, INC.
RABO Rabo Securities USA, Inc.
RRTC Radnor Research & Trading Company, LLC
JJKS Rafferty Capital Markets, LLC
RAFF Rafferty Capital Markets, LLC
KEAN Rafferty Capital Markets, LLC
RAIN Rainier Securities, LLC
RMKR Rainmaker Securities, LLC
RMAT Ramat Securities Ltd.
RREZ Ramirez
RSCO Ramius Securities, L.L.C.
RVBE Raven Securities Corp.
RAJA Raymond James & Associates, Inc.
RJLU Raymond James LTD (USA), Inc
MCMF Raymond James Ltd. Cds
RBCF Rbc Dominion Securities, Inc.
RECO Recom Securities, Inc.
REDG RedSky Financial, LLC
RDBN Redburn Partners (USA) LP
RDWD Redwood Securities Group, Inc.
RGEL Regal Securities, Inc
RGLD Regal Securities, Inc.
QSEC Regis Securities Corporation
REGR Register & Akers Investments, Inc.
RETA Reich & Tang Distributors, Inc.
REID Reid and Associates, LLC
RELI Reliance Securities, LLC
RTRS Reliant Trading
RNTT Renaissance Trading Technologies, LLC
RENC Rencap Securities, Inc.
RPEX Repex & Co., Inc.
RECA Research Capital USA Inc.
AUTX Reuters Transaction Services LLC
KART Revere Securities Corp.
RHIN Rhino Trading Partners, LLC
RINO Rhino Trading Partners, LLC
CEON Rice, Voelker, LLC
RMPI Richards, Merrill & Peterson, Inc.
AVST Richave Financial, Inc.
RWCI Ridgeway & Conger, Inc.
RGWD Ridgewood Associates Inc. NJ
RIED Riedl First Securities Company of Kansas
RJJZ Riordan, Johnston & Javadizadeh, Inc.
RSWM RiverStone Wealth Management, Inc.
ROBH Robbins & Henderson, LLC
RBAC Robert B. Ausdal & Co. Inc.
BRND Robert Brandt & Co.
RVSS Robert Van Securities, Inc.
BARD Robert W. Baird & Co. Incorporated
ROBT Robotti & Company, LLC
ROBO Rodgers Brothers, Inc.
RDRN Rodman & Renshaw, LLC
RODM Rodman & Renshaw, LLC
ROMO Romano Brothers and Company
ROSN Rosenblatt Securities Inc.
RSAI Ross, Sinclaire & Associates, LLC
ROTH Roth Capital Partners, LLC
RTHS Rothschild Investment Corporation
RSEC Rothschild Lieberman Ltd.
RANS Ruan Securities Corporation
RCSK Ruane, Cunniff & Goldbarb LLC
RUBI Rubicon Global Investments, LLC
RMCI Rushmore Capital Inc.
RBCW Rutherford, Brown & Catherwood, LLC
RYCO Ryan & Company, LP
RYAN Ryan, Beck & Co., LLC
SFSS S F SENTRY SECURITIES, INC.
SGCM S. GOLDMAN CAPITAL LLC
SGCL S. Goldman Capital Llc
WIPE S.B.S. Financial Group, Inc.
PARK S.C. PARKER & CO., INC.
SGLC S.G. Long & Company
SGMS S.G. Martin Securities LLC
SJLS S.J. LEVINSON & SONS LLC
SLRD S.L. Reed & Company
SWSW S.W. Bach & Company
CRTS SAGE SOUTHEASTERN SECURITIES, INC
SAGE SAGE, RUTTY & CO., INC.
AIGN SAGEPOINT FINANCIAL, INC.
BIAD SAGETRADER, LLC
SMNS SAMMONS SECURITIES COMPANY, LLC
SAPA SAPERSTON ASSET MANAGEMENT, INC.
SCSC SARATOGA CAPITAL MARKETS
SDIC SAUER, DAZEY INVESTMENT COMPANY
SAVY SAVOY CAPITAL MANAGEMENT, INC.
CADG SAXIS GROUP, INC.
SBKB SBK-Brooks Investment Corp.
SCTR SCOUT TRADING LLC
SERL SEARLE & CO.
GRDK SECONDMARKET, INC.
SVPB SECUREVEST FINANCIAL GROUP
MAMA SECUREVEST FINANCIAL GROUP
SAIN SECURITIES AMERICA, INC.
SMRI SECURITIES MANAGEMENT & RESEARCH, INC.
SSNI SECURITIES SERVICE NETWORK, INC.
SEIC SEI Investments Distribution Co.
DAVW SEIDEL & SHAW LLC
SEDL SEIDEL & SHAW LLC
SEBR SENTINEL BROKERS COMPANY, INC.
SATI SERVICE ASSET MANAGEMENT COMPANY
SESL SESLIA SECURITIES
SEVP SEVEN POINTS CAPITAL, LLC
SPTS SEVEN POINTS CAPITAL, LLC
SFPS SF Investments, Inc.
SGAS SG Americas Securities, LLC
SHDH SHD HOLDINGS LLC
RACO SHEARMAN, RALSTON INC.
DAVI SHELBY CULLOM DAVIS & CO., L.P.
SBLP SIG BROKERAGE, LP
SGFC SIGMA FINANCIAL CORPORATION
SSNG SISUNG SECURITIES CORPORATION
SLHC SL Hare Capital, Inc.
SUMI SMBC NIKKO SECURITIES AMERICA, INC.
SMFW SMF TRADING, INC.
SMFT SMF Trading, Inc.
SHFS SMITH HAYES FINANCIAL SERVICES CORPORATION
SMCO SMITH, MOORE & CO.
SNCC SNC CAPITAL MANAGEMENT CORP.
STSE SOUTHERN TRUST SECURITIES, INC.
MICC SPARTAN SECURITIES GROUP, LTD.
SAMI SPECTRUM ASSET MANAGEMENT, INC.
SPDR SPEEDROUTE LLC
SEDS SPENCER EDWARDS, INC.
SPWI SPENCER-WINSTON SECURITIES CORPORATION
SPYG SPYGLASS SECURITIES, LLC
SQTF SQT TRADING, LLC
SRPR SRM Securities, Incorporated
SCBS STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
STVT STANDARD INVESTMENT CHARTERED INCORPORATED
STNY STANDARD NEW YORK SECURITIES, INC.
PULT STATE STREET GLOBAL MARKETS, LLC
SSBT STATE STREET GLOBAL MARKETS, LLC
PULX STATE STREET GLOBAL MARKETS, LLC
STTT STATETRUST INVESTMENTS INC.
STRL STERLING TRADER EXECUTION SERVICES, INC.
STGC STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
NCPI STERNE, AGEE & LEACH, INC.
STGR STG Secure Trading Group, Inc.
STGI STG Secure Trading Group, Inc.
SFCN STIFEL NICOLAUS CANADA INC.
MSTR STOCK USA EXECUTION SERVICES, INC
ALGO STOCK USA EXECUTION SERVICES, INC
SCSS STONECASTLE SECURITIES, LLC
STGS STONEGATE SECURITIES, INC.
STHR STORMHARBOUR SECURITIES, LLC
SUMT SUMMIT BROKERAGE SERVICES, INC.
SUMX SUMO CAPITAL, LLC
SUNI SUN TRADING, LLC
SUNF SUN TRADING, LLC
SBLT SUNBELT SECURITIES, INC.
SSET SUNSET FINANCIAL SERVICES, INC.
SSUS SUSQUEHANNA SECURITIES
SUTT SUTTER SECURITIES INCORPORATED
SVBS SVB Securities, A Non-Bank Affiliate of Silicon Valley Bank
SWFS SWEDBANK FIRST SECURITIES, LLC
CBTD SYNOVUS SECURITIES, INC.
SSCO Safra Securities Corporation
ITCC Sal Financial Services, Inc.
SAPI Salman Partners Inc./CDS
GREY Salomon Grey Financial Corporation
SCRK Salt Creek Securities LLC
SRAM Samco Capital Markets, Inc.
SMFN Samco Financial Services, Inc.
SSNY Samsung Securities (America), Inc.
SAMU Samurai Trading LLC
SFSE San Francisco Securities, Inc.
SANJ San Jacinto Securities, Inc.
SMHI Sanders Morris Harris Inc.
GRIN Sandgrain Securities, Inc.
SGSI Sandgrain Securities, Inc.
SDLR Sandler, O'Neill & Partners, L.P.
SBER Sanford C. Bernstein & Co., LLC
BLAV Sanford C. Bernstein & Co., LLC
BERN Sanford C. Bernstein & Co., LLC
BIRM Sanford C. Bernstein & Co., LLC
SANT Santander Investment Securities Inc.
SCAP Saratoga Capital Markets
SAXO Saxony Securities, Inc.
SCAR Scarsdale Equities LLC
SCLD Schild Asset Management Inc.
MLSI Schon-EX LLC
SHON Schonfeld Securities, LLC
SHWG Schonfeld Securities, LLC
STRD Schonfeld Securities, LLC
SHOT Schottenfeld Group LLC
SWCO Schroder & Co. Inc.
SCMF Scotia Capital Inc.
SCMC Scotia Capital Markets (USA) Inc.
SSIC Scottrade, Inc.
SCTO Scottrade, Inc.
JOHN Scottsdale Capital Advisors Corp.
SCAI Scottsdale Capital Advisors Corp.
SCRM Screaming Eagle Trading, Inc.
SPGS Sea Port Group Securities, LLC
SEAB Seaboard Securities, Inc.
SEAL Seaboard Securities, Inc.
SCST Seacoast Investor Services, Inc.
SEAP Seaport Securities Corp.
SGAM Seasongood & Mayer
SECT Securities Trading, Inc.
BDAK Securitrade Corporation
KCMO Security Investment Company of Kansas City
SRES Security Research Associates, Inc.
SEID Seidel & Shaw LLC
SMZA Semaza Securities, Llc
SEMT Seminole Trading
SEND Sendero Securities, Llc
SEQU Sequoia Investments, Inc.
SSGI Seton Securities Group, Inc.
SHRP Sharpe Capital, Inc.
CHKG Shin Han Global Securities
SHUS Shinko Securities (U.S.A.) Inc.
SHSE Shinko Securities (U.S.A.) Inc.
SHTP Shoreline Trading Group LLC
SHTG Shoreline Trading Group LLC
SHTB Shoreline Trading Group LLC
SHRE Shufro, Rose & Ehrman, Llc
SIDC Sidoti & Company, LLC
SHCG Signal Hill Capital Group, LLC
SGNL Signal Securities Inc.
SSGC Signature Securities
LEAF Silver Leaf Partners, LLC
SIMM Simmons & Company International
SIGI Simmons First Investment Group, Inc.
SKYC Sky Capital LLC
SKYE Skyebanc, Inc.
SMEX Smart Execution Securities, LLC
SMMO Smith, Moore & Co.
SOLA Solaris Securities, Inc.
SOLE Soleil Securities Corporation
ISGC Solid ISG Capital Markets, LLC
SLWY Solowey & Co.
SOLO Solowey & Co.
SORS Sorsby Financial Corp.
SUND Sound Securities, LLC
SORE Source Capital Group, Inc.
GFLD Southridge Investment Group LLC
SWST Southwest Securities, Inc.
GALF Southwest Texas Capital, L.L.C
MICA Spartan Securities Group, Ltd.
SPCL Specialist Clearance
SPEN Spencer Clarke LLC
SPIN Spencer Edwards, Inc.
SEII Spencer Edwards, Inc.
STSI Spencer Trask Ventures, Inc.
SSPT Spring Street Partners LP
SPGL Spyglass Trading, L.P.
STFG Stanford Group Company
STBD Starboard Capital Markets, LLC
STDB State Discount Brokers, Inc.
SSBS State Street Global Markets, LLC
SSGM State Street Global Markets, Llc
SABC Stein Abbott and Company Inc.
SINV Stellar Investments, Inc.
SPHN Stephens Inc.
SOAR Sterling Financial Investment Group, Inc.
SBRO Stern Brothers & Co.
SFEI Stern Fisher Edwards Inc.
SACM Sterne Agee Capital Markets, Inc.
SALC Sterne, Agee & Leach, Inc.
SALI Sterne, Agee & Leach, Inc.
FALK Steven L. Falk & Associates Inc.
STFL Stifel, Nicolaus & Company, Incorporated
TWPT Stifel, Nicolaus & Company, Incorporated
TWPL Stifel, Nicolaus & Company, Incorporated
SKTR Stock Traders
SPTD Stock USA Investments
STXG Stockcross Financial Services, Inc.
STOX Stockcross Financial Services, Inc.
STOS Stockcross Financial Services, Inc.
SZZI Stofan, Agazzi & Company, Inc.
STYO Stone & Youngberg LLC
STNE Stone Securities Corporation
STNH Stonehaven, LLC
HENG Stonehenge Securities, Inc.
STHA StormHarbour Securities, LLC
MYBG StormHarbour Securities, LLC
ATKC Strand, Atkinson, Williams & York, Inc.
SPTW Strasbourger Pearson Tulcin Wolff Incorporated
STRS Strategas Research Partners, LLC
SCIL Strategic Capital Investments, LLC
STFC Stuart Frankel & Co., Incorporated
STUR Sturdivant & Co. Inc
STJT Success Trade Securities, Inc.
VERN Success Trade Securities, Inc.
STSS Success Trade Securities, Inc.
SMPR Summit Brokerage Services, Inc.
SUMS Summit Securities Group LLC
TICK Summit Trading, Inc.
SUNT Sun Trading, LLC
SSIN SunTrust Investment Services, Inc.
SUNB Sungard Brokerage & Securities Services, LLC
ANDZ Sungard Brokerage & Securities Services, LLC
FREX Sungard Brokerage & Securities Services, LLC
ASSD Sungard Brokerage & Securities Services, LLC
FOXB Sungard Brokerage & Securities Services, LLC
ANDV Sungard Brokerage & Securities Services, LLC
FOXA Sungard Brokerage & Securities Services, LLC
FRET Sungard Brokerage & Securities Services, LLC
SUBR Sunrise Brokers LLC
SNRC Sunrise Securities Corp.
SUNR Sunrise Securities Corp.
JIMK Sunstate Equity Trading
RHCO Suntrust Robinson Humphrey, Inc.
SFSI Superior Financial Services,Inc.
SUPS Supertrade Securities, Inc.
SUSQ Susquehanna Capital Group
SFGB Susquehanna Financial Group, LLP
SUFI Susquehanna Financial Group, LLP
SIGL Susquehanna Investment Group
SUTR Sutro & Co. Incorporated
SWEN Sweney Cartwright & Company
SWRB Swiss American Securities Inc.
SWIS Swiss American Securities Inc.
SYCA Syndicated Capital, Inc.
TRWN T.R. Winston & Company, LLC
TBCS TBC Securities, LLC
FOMA TD AMERITRADE CLEARING, INC.
WATH TD Ameritrade, Inc.
TDAR TD Ameritrade, Inc.
SWIM TD Ameritrade, Inc.
RJTS TD Ameritrade, Inc.
PXAT TD Professional Execution, Inc.
STAF TD Professional Execution, Inc.
TDPX TD Professional Execution, Inc.
GLII TD SECURITIES INC./ CDS
TDPA TD Securities (USA) LLC
TDNY TD Securities (USA) LLC
TDSI TD Securities (USA) LLC
TDED TD Securities (USA) LLC
GLIS TD Securities Inc
GLIR TD Securities Inc.
GLIP TD Securities Inc.
TDCM TD Waterhouse Capital Markets, Inc.
PROX TDProfessional Execution, Inc.
TFSL TECKMEYER FINANCIAL SERVICES, L.L.C.
TAGC TELSEY ADVISORY GROUP LLC
TRMS TERMINUS SECURITIES, LLC
TFSV TFS Derivatives Corporation
TFSD TFS Derivatives Corporation
DRAT THE DRATEL GROUP, INC.
FIGG THE FIG GROUP, LLC
FIGO THE FIG GROUP, LLC
GVLD THE GRISWOLD COMPANY, INCORPORATED
HUCO THE HUNTINGTON INVESTMENT COMPANY
OAKR THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
OCAP THE ORION CAPITAL GROUP, INC.
VERF THE VERTICAL GROUP
VGRP THE VERTICAL TRADING GROUP, LLC
WINC THE WINCHESTER GROUP, INC.
TAAI THOMAS ANTHONY & ASSOCIATES , INC.
REYN THOMAS P. REYNOLDS SECURITIES LTD.
TMBI THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
CREF TIAA-CREF Individual & Institutional Services, LLC
TTAL TIBRA TRADING AMERICA LLC
TIMC TIMECAPITAL SECURITIES CORPORATION
TJMI TJM Investments, LLC
MNDX TJM Investments, LLC
TOPK TOPEKA CAPITAL MARKETS, INC.
TOUR TOURMALINE PARTNERS, LLC
TPRI TPR Investments, L.P.
TKNG TRADEKING LLC
TDFS TRADERFIELD SECURITIES INC.
TASE TRADITION ASIEL SECURITIES INC
TMBS TRADITION ASIEL SECURITIES INC.
TRSC TRANSCEND CAPITAL
TRSK TRANSCEND CAPITAL, LP
TREA TREASURE FINANCIAL CORP.
TIAB TRIAD SECURITIES CORP
TIAC TRIAD SECURITIES CORP
TRNX TRINIX SECURITIES LLC
TSBX TRIPLESHOT
TGEQ TRIPOINT GLOBAL EQUITIES, LLC
PICK TUDOR, PICKERING & CO. SECURITIES, INC.
PATR TULLETT PREBON FINANCIAL SERVICES LLC
TWSF TWS FINANCIAL, LLC.
TAGS Taglich Brothers, D'Amadeo, Wagner & Co., Inc.
TARP Tarpon Scurry Investments, Inc.
TTRD Tech-Trade Capital LLC
TEJS Tejas, Inc.
TIBS Telemus Investment Brokers, LLC
TMPO Tempo Securities Corporation
TNIS Terra Nova Financial, LLC
TNTS Terra Nova Trading, L.L.C.
TTON Teton Investment Partners LLC
TASS Texlark Securities, LLC
OSHN The Agean Group, Inc.
BNCH The Benchmark Company, LLC
BUCK The Buckingham Research Group Incorporated
TCEG The Concord Equity Group, LLC
TCEX The Concord Equity Group, LLC
GMSG The GMS Group, LLC
GAUS The Gaussian Group, LLC
ICEN The Investment Center, Inc.
TKEG The Keystone Equities Group, L.P.
LEAD The Leaders Group, Inc.
SIZE The NASDAQ Market Center
PENG The Pennsylvania Group, Incorporated
PRMD The Riderwood Group Incorporated
TRGS The Robins Group LLC
SASI The Seidler Companies Incorporated
SHEM The Shemano Group, Inc.
STOK The Stock Market (O/E)
VERT The Vertical Trading Group, LLC
WLMS The Williams Capital Group, L.P.
THEM Themis Trading LLC
MCTR Themunicenter.Com
TMCC Themunicenter.Com
THIM Thieme Securities, Inc.
TOSI Thinkorswim, Inc.
TSEC Thomas Group Capital
HERF Thomas J. Herzfeld & Co., Incorporated
TMCD Thomas McDonald Partners, LLC
TDCO Thompson Davis & Co., Inc.
THRC Thor Capital LLC
AALC Thrivent Investment Management Inc.
FORT Ticonderoga Securities LLC
TMBR Timber Hill LLC
IBSP Timber Hill Specialists Corp.
TMES Times Securities, Inc.
SPKE Titan Trading Services, LLC
SPIF Titan Trading Services, LLC
TITN Titan Trading Services, LLC
TOBI Tobias Bros. Inc.
TORE Tore Services, LLC
TORY Torrey Pines Securities, Inc.
TCPX Toussaint Capital Partners, LLC
TRSQ Tower Square Securities, Inc.
TRAT Track (ECN)
TDSC Track Data Securities Corporation
TCSC Trade Center Securities Corp.
YAMN Trade Manage Capital, Inc.
BLUE Trade.Com Online Securities, Inc.
TRBT Tradebot Systems, Inc.
TRTR Tradelink Securities, LLC
TRLN Tradelink Securities, LLC
TRNK Tradelink Securities, LLC
TPMR Tradepmr Inc.
PORT Tradeportal Securities, Inc.
TRSL Traderight Securities
TRRT Traderight Securities
JWRI Traders Advantage
TSMI Tradespot Markets Inc.
TSII Tradestar Investments, Inc.
TRAD Tradestation Securities, Inc.
FILL Tradestation Securities, Inc.
TREK Tradetrek Securities, LLC
TRFI Tradewinds Financial Group Incorporated
TWGR Tradewire Securities LLC
TWSE Tradewire Securities LLC
TBIS Tradier Brokerage, Inc.
TMDM Trading Machines LLC
TSRV Trading Services Group, Inc.
ASEL Tradition Asiel Securities Inc.
ASLB Tradition Asiel Securities Inc.
TRAS Tradition Asiel Securities Inc.
TRNS Transatlantic Securities Company
TRSD Transcend Capital, LP
TKCO Trautman Wasserman & Company, Inc.
TORS Trend Trader, LLC
TIAD Triad Securities Corp
TRIN Triangle Securities, LLC
TRIP Trident Partners Ltd.
TRDT Trident Securities, Inc.
TRPP Tripp & Co., Inc.
TCCU Tristone Capital Co.
TRUM Triune Capital Advisors LLC
TRUX Triune Capital Advisors LLC
TRKA Troika Dialog USA, Inc.
TRUB Trubee, Collins & Co., Inc.
TNFS True North Financial Services, Inc.
LADY Trustfirst
TGUL Tucker Anthony Cleary Gull
CHPY Tullet Liberty Securities Inc.
TLIB Tullett Liberty Securities Inc.
PFPI Tullett Liberty Securities Inc.
PBON Tullett Liberty Securities Inc.
PREB Tullett Liberty Securities Inc.
TULL Tullett Prebon Financial Services LLC
CHPP Tullett Prebon Financial Services LLC
TWEE Tweedy, Browne Company LLC
TFSC Twenty-First Securities Corporation
SOHO Two Sigma Securities, LLC
FBSB U.S. Bancorp Investments, Inc.
USDB U.S. Brokerage, Inc.
USFB U.S. Financial Investments, Inc.
USFI U.S. Financial Investments, Inc.
USFA U.S. Securities & Futures Corp.
BUNT UBS Bunting Warburg
SCHB UBS Capital Markets
PWJX UBS Financial Services Inc.
PWJC UBS Financial Services, Inc.
UBSS UBS Securities LLC
UBSG UBS Securities LLC
UBSK UBS Securities LLC
UBSB UBS Securities LLC
UBSC UBS Securities LLC
UBSX UBS Securities LLC
UBSW UBS Securities, LLC
UBST UBS Securities, LLC
SUNS UMB DISTRIBUTION SERVICES, LLC
PRIE UMB Financial Services, Inc.
UMTB UMTB SECURITIES INC
USCO UNDERHILL SECURITIES CORP
BVCM UNICREDIT CAPITAL MARKETS
UGAM UNION GAMING ADVISORS, LLC
UBSI UNITED BROKERAGE SERVICES, INC
UCML UNITED CAPITAL MARKETS, INC.
UCMI UNITED CAPITAL MARKETS, INC.
UFPO UNITED FIRST PARTNERS LLC
UFPA UNITED FIRST PARTNERS LLC
USTC US Trading LLC
USAA USAA Investment Management Company
USCA USCA Securities LLC
POCA USF Securities, L.P.
UHLM Uhlmann Price Securities, LLC
IVOL Union Capital Company
PFML United Equity Securities, LLC
UPLN United Planners' Financial Services of America A Limited Partner
UOFM University of Miami - Finance Department
UNIV Univest Securities, Inc. DBA Universal Financial Group
UCHN Urchin Capital Partners, LLC
USSP Ust Securities Corp. (The Retail)
UCPL Utendahl Capital Partners, L.P.
TORO VALDES & MORENO, INC.
VLYF VALLEY FORGE ASSET MANAGEMENT CORP.
VALM VALMARK SECURITIES, INC.
VCLM VAN CLEMENS & CO. INCORPORATED
ZEDD VAN KAMPEN FUNDS INC
VNDS VANDHAM SECURITIES CORP
VCAP VANGUARD CAPITAL
VHPA VANTHEDGEPOINT SECURITIES, LLC
VASL VASILIOU & COMPANY, INC.
VCPI VC Arjent Ltd.
VCAS VCA Securities, LP
VMEX VECTORGLOBAL WMG
VGLB VECTORGLOBAL WMG
VRTS VERITAS SECURITIES CORP.
VFGS VFG Securities, Inc.
PMAC VICTOR SECURITIES, INC.
VIEW VIEWTRADE SECURITIES, INC.
VIRT VIRTU FINANCIAL BD LLC
BZXL VOLANT LIQUIDITY, LLC
VSRF VSR Financial Services, Inc.
VTBI VTB CAPITAL INC.
VAIL Vail Securities Investment, Inc.
FINA Valores Finamex International, Inc.
VKMI Van Kampen Funds Inc.
VBLT Vanderbilt Securities, LLC
VNDM Vandham Securities Corp.
VGRD Vanguard Marketing Corporation
VHPS Vanthedgepoint Securities, LLC
VARI Variant Research Corporation
VCSI Vaughan and Company Securities, Inc.
VECT Vector Securities International, Inc.
VRTA Veritas Securities Corp.
HOME Vestpoint Securities, Inc.
VFIN Vfinance Investments, Inc
VNET Vianet Direct, Inc.
VTDT View Trade Securities, Inc.
VWPT Viewpoint Securities, LLC
VTSB Viewtrade Securities, Inc.
VRTU Virtu Financial BD LLC
EWTV Virtu Financial Capital Markets LLC
EWTT Virtu Financial Capital Markets LLC
VBSX Vision Brokerage Services, LLC
VBSL Vision Brokerage Services, LLC.
VSIN Vision Financial Markets Llc
VISN Vision Securities Inc.
VOLP Volpe Brown Whelan & Company, LLC
REAV W. H. REAVES & CO., INC.
WPST W. P. Stewart Securities LLC
QUIL W. QUILLEN SECURITIES
WRTC W. R. Taylor & Company, LLC
WDLF W.D. Latimer Company Ltd./CDS
WJBI W.J. Bonfanti, Inc.
HAMC W.R. Hambrecht & Co., LLC
HAMR W.R. Hambrecht + Co., LLC
NADL WARREN D. NADEL & COMPANY
WSCC WASHINGTON SECURITIES CORPORATION
WTFD WATERFORD CAPITAL, INC.
WBBC WBB Securities, LLC
WFBC WEALTHFRONT BROKERAGE CORPORATION
KCBC WEALTHFRONT BROKERAGE CORPORATION
WMEU WEDBUSH SECURITIES INC
WMTG WEDBUSH SECURITIES INC
WSMS WEDBUSH SECURITIES INC
WSED WEDBUSH SECURITIES INC.
WMFC WEDBUSH SECURITIES INC.
WMAV WEDBUSH SECURITIES INC.
WMRB WEDBUSH SECURITIES INC.
WMGP WEDBUSH SECURITIES INC.
WMIT WEDBUSH SECURITIES INC.
WSKC WEDBUSH SECURITIES INC.
WMCT WEDBUSH SECURITIES INC.
WMBY WEDBUSH SECURITIES INC.
WMRI WEDBUSH SECURITIES INC.
WMTY WEDBUSH SECURITIES INC.
WMEV WEDBUSH SECURITIES INC.
WMSF WEDBUSH SECURITIES INC.
WABN WEDBUSH SECURITIES INC.
WMHY WEDBUSH SECURITIES INC.
WMLZ WEDBUSH SECURITIES INC.
LBCE WEDBUSH SECURITIES INC.
WMDR WEDBUSH SECURITIES INC.
WSGG WEDBUSH SECURITIES INC.
WMPN WEDBUSH SECURITIES INC.
WMQS WEDBUSH SECURITIES INC.
WMYO WEDBUSH SECURITIES INC.
WMKP WEDBUSH SECURITIES INC.
LIWO WEDBUSH SECURITIES INC.
WMVG WEDBUSH SECURITIES INC.
WEDB WEDBUSH SECURITIES INC.
WSCS WEDBUSH SECURITIES INC.
WMLW WEDBUSH SECURITIES INC.
WMFO WEDBUSH SECURITIES INC.
WMLP WEDBUSH SECURITIES INC.
WMCH WEDBUSH SECURITIES INC.
WMMF WEDBUSH SECURITIES INC.
WMLT WEDBUSH SECURITIES INC.
WBLL WEDBUSH SECURITIES INC.
WBJB WEDBUSH SECURITIES INC.
WMJR WEDBUSH SECURITIES INC.
WMNG WEDBUSH SECURITIES INC.
WFPB WELLS FARGO PRIME SERVICES, LLC
WEMM WELLS FARGO SECURITIES, LLC.
WUSA WEST AMERICA SECURITIES CORP
WEFI WESTERN FINANCIAL CORPORATION
WBCA WESTPAC CAPITAL MARKETS LLC
WRIS WESTPORT RESOURCES INVESTMENT SERVICES, INC.
WSRK WESTROCK CAPITAL MANAGEMENT, INC.
WFGI WFG Investments, Inc.
WMBU WFG Investments, Inc.
WFPS WFP Securities
WGTG WG Trading Company Limited Partnership
WGTB WG Trading Company Limited Partnership
WGTC WG Trading Company Limited Partnership
WBPB WHITE BAY PT LLC
WBPX WHITE BAY PT LLC
WBPA WHITE BAY PT LLC
LGLL WHITEWOOD GROUP, INC
WHOT WHOTRADES, INC.
WHIT WIC Corp.
WFSI WINDHAM FINANCIAL SERVICES, INC.
UWIN WINTERFLOOD SECURITIES INCORPORATED
WAPS WOLF A. POPPER, INC.
WOLV WOLVERINE CAPITAL MARKETS LLC
WEXX WOLVERINE EXECUTION SERVICES, LLC
WEXL WOLVERINE EXECUTION SERVICES, LLC
WEXM WOLVERINE EXECUTION SERVICES, LLC
XXEW WOLVERINE EXECUTION SERVICES, LLC
WTLP WOLVERINE TRADING, LLC
WTPX WOLVERINE TRADING, LP
WOOD WOOD (ARTHUR W.) COMPANY, INC.
WFSS WOODMEN FINANCIAL SERVICES, INC.
WRDN WORDENTRADE, INC.
WEGI WORLD EQUITY GROUP, INC.
MDEB WORLD FIRST FINANCIAL SERVICES, INC.
CESX WORLD-XECUTION STRATEGIES
WLDX WORLD-XECUTION STRATEGIES
WRPI WRP Investments, Inc.
WACH Wachovia Brokerage Service
FNET Wachovia Securities Financial Network, LLC
WRET Wachovia Securities, LLC
WACL Wachtel & Co., Inc.
ROSE Walker Rose, Inc.
WSAP Wall Street Access
WABR Wall Street Access
WSET Wall Street Electronica
WSFG Wall Street Financial Group, Inc.
WBET Wallachbeth Capital LLC
WEYE Walleye Trading LLC
WSEI Wallstreet*E Financial Services, Inc.
WNUT Walnut Street Securities, Inc.
WMSI Walsh Manning Securities, LLC
DOWD Walter J. Dowd, Inc
WJDO Walter J. Dowd, Inc.
WJCO Walton Johnson & Company
SOGO Wang Investment Associates, Inc.
WANG Wang Investment Associates, Inc.
WRGR Warner Group, Inc.
WALC Washington Analysis Corporation
WTSP Wasserman & Associates
WZSC Watermark Securities, Inc.
WMLL Watermill Institutional Trading LLC
WATR Waters, Parkerson & Co., Inc.
DRAS Waterstone Financial Group, Inc.
WAYN Wayne Hummer Investments L.L.C.
WTHM Wealth Monitors, Inc.
WEKS Wechsler & Co., Inc.
WMSR Wedbush Securities Inc.
WMGT Wedbush Securities Inc.
WMAA Wedbush Securities Inc.
WMSN Wedbush Securities Inc.
WEDZ Wedbush Securities Inc.
WMAD Wedbush Securities Inc.
SCTT Wedbush Securities Inc.
WEDX Wedbush Securities Inc.
WEDS Wedbush Securities Inc.
WMAY Wedbush Securities Inc.
WMMO Wedbush Securities Inc.
WSPO Wedbush Securities Inc.
WMLK Wedbush Securities Inc.
WEDE Wedbush Securities Inc.
WESG Wedbush Securities Inc.
WMKO Wedbush Securities Inc.
WMTK Wedbush Securities Inc.
WMVS Wedbush Securities Inc.
WMGN Wedbush Securities Inc.
WMAC Wedbush Securities Inc.
WLSC Wedbush Securities Inc.
WEDK Wedbush Securities Inc.
WEDP Wedbush Securities Inc.
WWOL Wedbush Securities Inc.
HBIQ Wedbush Securities Inc.
WIST Wedbush Securities Inc.
WMQP Wedbush Securities Inc.
WMLS Wedbush Securities Inc.
WMAQ Wedbush Securities Inc.
IBKW Wedbush Securities Inc.
WMRA Wedbush Securities Inc.
WMLB Wedbush Securities Inc.
WEDJ Wedbush Securities Inc.
WMSX Wedbush Securities Inc.
WEDO Wedbush Securities Inc.
WMSH Wedbush Securities Inc.
WMLM Wedbush Securities Inc.
WLTT Wedbush Securities Inc.
WMAB Wedbush Securities Inc.
WMSW Wedbush Securities Inc.
WMAE Wedbush Securities Inc.
WEDG Wedbush Securities Inc.
WEDN Wedbush Securities Inc.
WEDY Wedbush Securities Inc.
GNSM Wedbush Securities Inc.
WDGE Wedge Securities, LLC.
WEED Weeden & Co.L.P.
WIMA Weiss Investment Management Services, LLC
WIMS Weiss Investment Management Services, LLC
MDWD Wellington Shields & Co, LLC
WESC Wellington Shields & Co., LLC
WFIS Wells Fargo Institutional Securities, LLC
MERL Wells Fargo Prime Services, LLC
RLIN Wells Fargo Prime Services, LLC
MLIN Wells Fargo Prime Services, LLC
NORW Wells Fargo Securities, LLC.
WELX Wells Fargo Securities, LLC.
WCHV Wells Fargo Securities, LLC.
WSSL Wellstone Securities, LLC
WLBP WestLB Securities Inc.
WEGP Western Equity Group, Inc.
WISI Western International Securities, Inc.
WSLK Westlake Securities
WSTM Westminster Research Associates, LLC
WMII Westminster Securities Corporation
WMIN Westminster Securities Corporation
WSWW Westminster Securities Corporation
BDFI Westmoore Trading Company
WWPC Westpark Capital Inc.
WPCC Westpark Capital, Inc.
WCMS Westport Capital Markets, LLC
WROC Westrock Advisors Inc.
WTKR Whitaker Securities LLC
WHCG Whitaker Securities LLC
CAPS White Cap Trading, LLC
WMCL White Mountain Capital, LLC
WPAC White Pacific Securities, Inc.
MKTD White Pacific Securities, Inc.
HITE Whitestone Securities Inc.
WWLD Whiteweld Trading, LLC
WILB Wilbanks Securities, Inc.
QCMG Wildwood Capital Securities, Inc.
WBRO Wiley Bros.-Aintree Capital, LLC
WBLR William Blair & Company L.L.C.
WTCO Williams Trading LLC
WCSC Wilmington Capital Securities, LLC
WDAC Wilson-Davis & Co., Inc.
WDCO Wilson-Davis & Co., Inc.
WHAM Windham Securities, Inc.
WCAP Winebrenner Capital Partners, LLC
WECI Winslow, Evans & Crocker, Inc.
WYNS Winslow, Evans & Crocker, Inc.
WITT Wit Capital Corporation
WITE Witenberg Investment Companies, Inc.
WSSS Wm Smith & Co.
FRAN Wm. V. Frankel & Co., Incorporated
WOLF Wolfe Trahan Securities
WEXQ Wolverine Execution Services, LLC
WEXI Wolverine Execution Services, LLC
WTOU Wolverton Securities (USA), Ltd.
WTOF Wolverton Securities LTD. / CDS
WDLN Woodlawn Advisors LLC
RDNK Woodstock Financial Group, Inc.
LGSA Woori Investment & Securities America, Inc.
WORD Worden Capital Management LLC
WSCX Workman Securities Corporation
WCSO World Choice Securities, Inc.
WORL World Trade Financial Corporation
WUNT Wunderlich Securities, Inc.
WUNR Wunderlich Securities, Inc.
FUND Wunderlich Securities, Inc.
WUND Wunderlich Securities, Inc.
WYOM Wyoming Financial Securities, Inc.
WYSE Wyser-Pratte & Co., Inc.
XFAS XFA SECURITIES, LLC
XPUS XP SECURITIES, LLC
RHOX XR Securities LLC
SPDV Xtent Financial Group, Inc.
XTFG Xtent Financial Group, Inc.
YQST Yieldquest Securities, LLC
YOSE York Securities, Inc.
ZEUS ZEUS SECURITIES, INC.
ZIMS ZIMBALIST SMITH INVESTMENTS, LLC
ZIVI ZIV Investment Company
ZACK Zacks & Company
ZECO Zecco Trading, Inc
ZDNF Zions Direct, Inc.
ZION Zions Direct, Inc.
EVER everTrade Direct Brokerage, Inc.
EXEX ex24, Inc.
VFNL vFinance Investments, Inc.

Place Trade customers who only execute through PT, but do not use PT as their clearing broker or custody agent ("Non-Clearing Customer"), may use one of the above listed valid Market Participant Identifier (MPID) codes when entering short sale orders.

Note: Please note that we do not allow short-sale orders for less than 1 round lot (100 shares in US/Canada).

 

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