Place Trade is hiring today:
Put the Power of Place Trade behind your practice with a Place Trade Wealth Management practice or a Place Trade Online Trading practice and enjoy your career instead of pushing paperwork all day! Franchise opportunities are available nationwide. Get reduced franchise fees when you join Place Trade by December 31, 2016.
Place Trade offers both full service financial planning/investment advice for our full service clients and deep discount online trading platforms for our online trading clients. We offer maximum flexibility for our clients by allowing them to choose the level of service that they desire. This flexibility allows you, as the advisor, to maintain a closer relationship with your clients rather than losing them completely to another online trading firm.
How does this work? Full service clients may choose to trade online in addition to working with their advisor and online clients may choose to seek out the advice from an experienced advisor when they need it. When this happens clients will pay a different rate than if they were strictly online or full service clients.
While our full service brokerage commissions are extremely low our advisors use a separate commission schedule (for full service clients) from what our online only clients pay. When online only clients get advice from full service advisors they will pay the full service brokerage commissions for transactions resulting from this advice.
Independent Registered Representatives can choose whether or not to offer online trading to their clients and they may set their own commission (which must be pre-approved before first use).
Semi-independent RRs working under the Place Trade® name follow our full service commission schedule.
Fully licensed registered representatives will have the opportunity to offer traditional mutual funds as well as other traditional investment and financial planning products that are held fund or company direct (at pre-approved financial service providers outside or our clearing firm).
No Proprietary Products, no one telling you to push products that are not right for your clients, no leniency on compliance.
Independent Registered Representative Opportunities Nationwide
Whether you are already an established Independent Representative or you are considering breaking out on your own, Place Trade offers all the tools necessary to meet your clients' needs and help you expand your practice.
As an independent financial professional, we know it can be difficult to keep your own identity. We respect that, and that's why PT strives to meet you right where you are. Here at PT, you get the benefit of working with an elite broker-dealer with a powerful brand name, yet your independence - your own way of working, your integrity and utmost respect for clients - is never up for negotiation.
We are seeking Independent Registered Representatives with clean U-4's and a minimum of 2 years (licensed) experience. We offer extremely low ticket charges, a full fixed income desk, very competitive payouts and access to trading in 100 markets in over 19 countries worldwide.
Independent Registered Representatives:
Series 7, 63 (65 or 66) and minimum 2 years (licensed) experience required. Series 24 required within 90 days of hire/contract.
Producing Branch Office Manager (Raleigh, NC)
Series 24 Required.
Producing Assistant Branch Office Manager (Raleigh, NC)
Series 7, 63 Required. Series 24 required within 90 days of hire.
Here are just a few of the reasons you should move your practice to Place Trade:
- High payouts, low ticket charges and no hidden fees, superior technology & support
- Full fixed income desk, access to over 100 market centers, in 19 countries, multiple state of the art trading platforms available in 12 different languages and several major currencies.
- Flexible trailing twelve requirements, assets under management and monthly commission levels
- No Proprietary Products or pressure to sell specific products & services
- A dedicated conversion team to help you through a smooth transition
- A strong compliance record with exceptionally clean regulatory history
- Experienced back office, in-house customer service, compliance and technology departments
- Independence and flexibility; choose one of our existing offices, start a new one, or work from home
- Independent Registered Representatives may be located throughout the country
We offer award winning trading platforms along with the most advanced trading tools that are currently in use by advisors, professional traders and money managers including private equity, mutual fund and hedge fund managers. In addition to offering multiple trading platforms, Place Trade offers mobile trading and iPad apps to satisfying the on-the-go needs of advisors as well as their clients.
We offer a full suite of traditional products and services to meet the needs of successful registered representatives/financial advisors including access to global trading and investments on over 100 market centers in 19+ countries across the globe.
How to Apply:
Please note that all resumes must be accompanied by a cover letter. Resumes without proper cover letters will not be considered.
Please send all employment inquires and/or resumes by:
E-mail (preferred method)
Indicate the position you are applying for and mail your resume with cover letter to:
Place Trade Financial
Attn. Human Resources
4030 Wake Forest Rd., Suite 300
Raleigh, NC 27609